Ceasing to be a substantial holder
Form 605
Corporations Act
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme
WESTGOLD RESOURCES LIMITED
ACN/ARSN
009 260 306
1. Details of substantial holder (1)
Name
Bank of America Corporation and its related bodies corporate (See
Appendix C)
ACN/ARSN (if applicable):
The holder ceased to be a substantial shareholder on
9 April 2024
The previous notice was given to the company on
9 April 2024
The previous notice was dated
5 April 2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in
voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice
to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Nature of Change (4)
Consideration
given in relation
to change (5)
Class (6) and
Number of
securities affected
Person’s votes
affected
See Appendix A
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association
(7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
N/A
N/A
4. Addresses
The addresses of persons named in this form are as follows:
Name
Addresses
Bank of America Corporation
100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Merrill Lynch (Australia) Futures Limited
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,
Australia
Merrill Lynch (Australia) Nominees Pty Ltd
Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Merrill Lynch Markets (Australia) Pty. Limited
Level 34, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000,
Australia
Merrill Lynch International
2 King Edward Street, London, England, EC1A 1HQ, United Kingdom
BofA Securities, Inc.
One Bryant Park, New York NY 10036, United States
BofA Securities Europe SA
51 rue La Boétie, 75008, Paris, France
SIGNATURE
Print Name:
Sign Here:
Kelvin Kwok
Capacity:
Date:
Authorised signatory
11 April 2024
Appendix A
Date of
change
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
Person whose relevant interest changed
Nature of change (4) Consideration (5)
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
SELL
SELL
BUY
SELL
SELL
SELL
SELL
SELL
BUY
BUY
SELL
BUY
SELL
BUY
SELL
SELL
BUY
BUY
SELL
SELL
BUY
(7,900.08)
(10,528.30)
115,500.61
(86,748.71)
(8,472.91)
(6,830.60)
(50,428.52)
(285,875.02)
419,193.99
28,952.38
(7,654.61)
5,107.01
(2,553.35)
2,430.01
(1,088.48)
(43,556.33)
25,895.71
3,215.86
(12,711.02)
(1,647.30)
492.68
Class (6) of
securities
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
SELL
SELL
BUY
SELL
BUY
BUY
SELL
SELL
SELL
SELL
(1,269.84)
(1,269.04)
22.50
(3,289.79)
31,603.07
16,686.00
(17,728.52)
(509.88)
(4,083.82)
(1,020.61)
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Securities Person's votes
affected
affected
(3,462)
(3,462)
(4,547)
(4,547)
49,740
49,740
(38,140)
(38,140)
(3,656)
(3,656)
(2,953)
(2,953)
(21,771)
(21,771)
(123,334)
(123,334)
180,039
180,039
12,352
12,352
(3,345)
(3,345)
2,244
2,244
(1,115)
(1,115)
1,063
1,063
(476)
(476)
(19,076)
(19,076)
11,472
11,472
1,427
1,427
(5,637)
(5,637)
(730)
(730)
218
218
(564)
(564)
10
(1,461)
14,033
7,416
(7,872)
(226)
(1,807)
(452)
(564)
(564)
10
(1,461)
14,033
7,416
(7,872)
(226)
(1,807)
(452)
Remark
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Date of
change
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/8/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
Person whose relevant interest changed
Nature of change (4) Consideration (5)
Class (6) of
securities
Securities
affected
Person's votes
affected
Remark
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
MERRILL LYNCH INTERNATIONAL
MERRILL LYNCH INTERNATIONAL
Merrill Lynch Markets (Australia) Pty. Limited
Merrill Lynch Markets (Australia) Pty. Limited
Merrill Lynch Markets (Australia) Pty. Limited
MERRILL LYNCH INTERNATIONAL
BofA Securities, Inc.
BofA Securities, Inc.
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
SELL
SELL
SELL
SELL
SELL
Securities returned
Securities returned
Securities returned
Securities returned
Securities borrowed
Securities returned
Securities returned
Securities returned
BUY
SELL
SELL
SELL
BUY
SELL
BUY
BUY
BUY
BUY
SELL
SELL
SELL
(1,793.25)
(72,165.57)
(13,200.05)
(4,242.63)
(460,178.94)
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
5,700.57
(8,617.65)
(78,642.90)
(412,644.18)
47,678.40
(4,081.28)
12,760.00
21,429.68
21,392.80
17,411.02
(20,419.04)
(2,140.00)
(12,179.44)
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
(797)
(31,791)
(5,815)
(1,869)
(202,722)
(1,366)
(1,376)
(99,164)
(167,818)
1,111,644
(79,840)
(910,997)
(777,375)
2,603
(3,935)
(35,910)
(188,422)
21,672
(1,856)
5,800
9,786
9,724
7,936
(9,313)
(976)
(5,546)
(797)
(31,791)
(5,815)
(1,869)
(202,722)
(1,366)
(1,376)
(99,164)
(167,818)
1,111,644
(79,840)
(910,997)
(777,375)
2,603
(3,935)
(35,910)
(188,422)
21,672
(1,856)
5,800
9,786
9,724
7,936
(9,313)
(976)
(5,546)
N/A
N/A
N/A
N/A
N/A
Refer to App. B
Refer to App. B
Refer to App. B
Refer to App. B
Refer to App. B
Refer to App. B
Refer to App. B
Refer to App. B
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
SELL
BUY
BUY
SELL
BUY
BUY
BUY
(352,349.23)
246,505.60
316,540.57
(49,571.22)
72,414.01
69,124.29
39,383.22
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
(161,500)
112,929
144,401
(22,638)
33,328
31,713
18,022
(161,500)
112,929
144,401
(22,638)
33,328
31,713
18,022
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Date of
change
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
4/9/2024
Person whose relevant interest changed
Nature of change (4) Consideration (5)
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch Markets (Australia) Pty. Limited
BofA Securities, Inc.
SELL
BUY
SELL
BUY
BUY
SELL
BUY
SELL
Securities borrowed
Securities returned
(33,685.59)
4,458.84
(1,900.92)
30,719.13
12,454.53
(750.20)
7,471.50
(25,493.85)
N/A
N/A
Class (6) of
securities
Securities
affected
Person's votes
affected
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
(15,427)
2,036
(868)
14,027
5,687
(341)
3,400
(11,598)
350,384
(1,273,183)
(15,427)
2,036
(868)
14,027
5,687
(341)
3,400
(11,598)
350,384
(1,273,183)
Remark
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Refer to App. B
Refer to App. B
Appendix B-1: Prescribed information
Type of agreement
International Prime Brokerage Agreement
Parties to
agreement
Holder of voting
rights
Merrill Lynch International and Citadel Securities LLC
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Appendix B-2: Prescribed information
Type of agreement
International Prime Brokerage Agreement
Parties to
agreement
Holder of voting
rights
Merrill Lynch International and Equity Trustee Limited As Trustee For L1 Capital
Long Short Fund
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Appendix B-3: Prescribed information
Type of agreement
International Prime Brokerage Agreement
Parties to
agreement
Holder of voting
rights
Merrill Lynch International and L1 Capital Long Short (Master) Fund
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Appendix B-4: Prescribed information
Type of agreement
International Prime Brokerage Agreement
Parties to
agreement
Holder of voting
rights
Merrill Lynch International and L1 Long Short Fund Limited
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Appendix B-5: Prescribed information
Type of agreement
International Prime Brokerage Agreement
Parties to
agreement
Holder of voting
rights
Merrill Lynch International and Regal Funds Management Pty Limited As
Trustee For Regal Resources Long Short Fund
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Appendix B-6: Prescribed information
Type of agreement
International Prime Brokerage Agreement
Parties to
agreement
Holder of voting
rights
Merrill Lynch International and Susquehanna Pacific Pty Ltd
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Appendix B-7: Prescribed information
Type of agreement
International Prime Brokerage Agreement
Parties to
agreement
Holder of voting
rights
BofA Securities Europe SA and SSW-Trading Gmbh
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Appendix B-8: Prescribed information
Type of agreement
Parties to
agreement
Holder of voting
rights
Securities Lending Agreement
BofA Securities, Inc. and IBT BLACKROCK INSTITUTIONAL TRUST
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Appendix B-9: Prescribed information
Type of agreement
Parties to
agreement
Holder of voting
rights
Securities Lending Agreement
BofA Securities, Inc. and STATE STREET BANK & TRUST COMPANY
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Appendix B-10: Prescribed information
Type of agreement
Parties to
agreement
Holder of voting
rights
Securities Lending Agreement
MERRILL LYNCH INTERNATIONAL and BONY (TRI PRTY) PROFILE 1 VS
EQUITY
Securities borrower. Securities lender may instruct the registered holder to vote
on securities.
Are there any
restrictions on voting
rights?
No
If yes, detail
N/A
Scheduled return
date (if any)
On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?
Yes
If yes, detail
Securities borrower will have right to return assets at any time.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
N/A
Appendix C
Related bodies corporate
Merrill Lynch International
BofAML EMEA Holdings 2 Limited
Merrill Lynch (Australia) Futures Limited
Merrill Lynch Markets (Australia) Pty. Limited
Merrill Lynch (Australasia) Pty. Ltd
Bank of America Global Holdings, LLC
BofAML Jersey Holdings Limited
BofA Securities, Inc.
NB Holdings Corporation
Bank of America Corporation
Incorporated
United Kingdom
United States
Australia
Australia
Australia
United States
Jersey
United States
United States
United States
ACN/Registration/Incorporation Number
2312079
119605
3639674
75587816
75923894
5169939
115831
5793661
2361372
N/A628
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