Ceasing to be a substantial holder
Released
Released
Announcement PDF
605
Page 1 of 3
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme
WESTGOLD RESOURCES LTD
ACN/ARSN/ABN
60 009 260 306
1. Details of substantial holder (1)
Name
JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable)
NA
The holder ceased to be a substantial holder on
18/04/2024
The previous notice was given to the company on
17/04/2024
The previous notice was dated
15/04/2024
2.
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Person whose relevant
interest changed
Date of
change
See
Appendix
See
Appendix
See
Appendix
See
Appendix
Nature of change (4)
Consideration given
in relation to change
(5)
Class (6) and
number of
securities affected
See Appendix
1,817,311
(Ordinary)
1,817,311
(Ordinary)
See Appendix
7,960,000
(Ordinary)
7,960,000
(Ordinary)
Person's
votes
affected
JPMORGAN CHASE
BANK, N.A.
Securities on Loan as Agent Lender
J.P. MORGAN
SECURITIES PLC
Holder of securities subject to an obligation
to return under a securities lending
agreement
J.P. MORGAN
SECURITIES LLC
Rehypothecation of client securities under a
Prime Brokerage Agreement
See Appendix
11,935
(Ordinary)
11,935
(Ordinary)
J.P. MORGAN
SECURITIES
AUSTRALIA LIMITED
Purchase and sales of securities in its
capacity as Principal/Proprietary
See Appendix
810,117
(Ordinary)
810,117
(Ordinary)
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the
relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
substantial holder in
Nature of association
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC
Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES LLC
Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A.
4. Addresses
The addresses of persons named in this form are as follows:
Name
Address
JPMorgan Chase & Co.
383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES PLC
25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN SECURITIES LLC
383 Madison Ave., New York, New York, NY, 10179, United States
JPMORGAN CHASE BANK, N.A.
1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
605
Page 2 of 3
Signature
Print name
Sign here
Vasim Pathan
Capacity
Date
Compliance Officer
22/04/2024
605
Page 3 of 3
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they
may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly
set out in paragraph 4 of the form.
(2)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(3)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(4)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of
any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(5)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency.
Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid
directly to the person from whom the relevant interest was acquired.
(6)
T he voting shares of a company constitute one class unless divided into separate classes.
(7)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
TRADES FOR RELEVANT PERIOD
Transaction Date
Balance at start of relevant period
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
16-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
17-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
18-Apr-24
Balance at End of relevant period
Appendix
Entity
Product Type
Type of Transaction
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Buy
Sell
Buy
Sell
Sell
Sell
Sell
Sell
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow
Borrow
Buy
Sell
Sell
Sell
Buy
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Sell
Sell
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow
Borrow
Borrow
Borrow
Borrow Return
Borrow
On-Lend
Buy
Sell
Buy
Buy
Buy
Buy
Buy
Buy
Buy
Sell
Buy
Sell
Sell
Sell
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Quantity
27,306,828
39,897
(3,494)
444
(18,839)
(394)
(1,094)
(36,796)
(7,518)
(5,000,000)
(2,500,000)
(460,000)
(568,975)
491,810
100,000
20,009
(1,100)
(14,892)
(5)
323,998
97,218
307,841
12,936
42,494
815
(2,341)
(197,873)
(464)
(1,033)
(500,000)
(271,529)
(16,119)
(66,000)
215,193
8,074
126,926
28,293
(1,225,593)
500,000
11,935
73,431
(8,220)
154,702
1,084
107,885
163,236
130
544
9,546
(984)
16,478
(10,985)
(237,038)
(19,501)
(69,587)
(61,317)
(49,080)
(92,447)
(3,019)
(39,534)
(324,407)
18,351,569
Price (AUD)
2.11
2.13
2.11
2.11
2.10
2.10
2.11
2.13
2.18
2.18
2.19
2.18
2.18
2.18
2.19
2.19
2.18
2.19
2.08
2.17
2.18
2.18
2.29
2.20
2.28
2.26
2.27
2.29
2.30
2.29
2.30
2.32
2.30
2.18
2.27
2.23
-
Consideration
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
84,062.06
7,442.22
936.42
39,696.64
829.12
2,301.43
77,700.64
16,022.48
43,674.66
2,398.00
32,613.48
10.91
707,489.16
211,974.13
674,390.97
28,294.91
92,805.75
1,784.85
4,869.28
429,904.42
1,010.93
2,249.41
168,424.94
18,114.00
353,117.37
2,449.73
244,499.78
373,141.17
298.38
1,243.42
21,959.40
2,282.88
37,965.06
23,947.30
538,361.65
43,512.93
-
1/1
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
Type of agreement
Overseas Securities Lender’s Agreement (“OSLA”)
Parties to
agreement
The Bank of New York Mellon Corporation (formerly known as The Bank of New York) (acting as agent)
(“lender”), J.P. Morgan Securities Plc (“borrower”)
Settlement Date
17-Apr-2024
Transfer date
18-Apr-2024
Holder of voting
Borrower
rights
Are there any
restriction on voting Yes
rights
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the
If yes, detail
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4(B)(ii) of
the standard form OSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to
Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange. The borrower
If yes, detail
must return the securities not later than the expiry of such notice in accordance with the lender’s
instructions.
Will the securities
be returned on
Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
18-Apr-2024
Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending
Agreement
SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan
Parties to agreement
Securities Plc ("borrower")
Settlement date
Transfer date
16-Apr-2024
Holder of voting
Borrower
rights
Are there any
restriction on voting Yes
rights
Type of agreement
If yes, detail
The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the
instructions of the other party, unless otherwise agreed between the parties.
Scheduled return
date (if any)
None
Does the borrower
have the right to
return early?
Yes
If yes, detail
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have
the right to recall
Yes
early?
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered. The borrower must
return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
Type of agreement
Overseas Securities Lender's Agreement ("OSLA")
Parties to agreement
J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date
Settlement Date
17-Apr-2024
Holder of voting rights
Borrower
Are there any restriction
on voting rights
Yes
If yes, detail
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 4(B)(vi) of the standard form OSLA.
18-Apr-2024
Scheduled return date (if
None
any)
Does the borrower have
Yes
the right to return early?
If yes, detail
Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender have the
Yes
right to recall early?
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally
delivered. The borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities be
returned on settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
Type of agreement
Global Master Securities Lending Agreement ("GMSLA")
18-Apr-2024
Parties to agreement J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent ("lender")
Transfer date
Settlement Date
18-Apr-2024
Holder of voting
Borrower
rights
Are there any
restriction on voting Yes
rights
The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the
If yes, detail
instructions of the other party, unless otherwise agreed between the parties.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
If yes, detail
outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have
the right to recall
Yes
early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
If yes, detail
organisation through which the relevant borrowed securities were originally delivered. The borrower must
return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
Type of agreement
Parties to
agreement
Australian Master Securities Lending Agreement ("AMSLA")
18-Apr-2024
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower')
Transfer date
Settlement Date
17-Apr-2024
Holder of voting
rights
Borrower
Are there any
restriction on voting Yes
rights
If yes, detail
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
date (if any)
None
Does the borrower
have the right to
return early?
Yes
If yes, detail
Borrower has right to return all and any securities or equivalent securities early at any time in accordance
with the lender’s instructions.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed
by the parties. The borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exception
Statement
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
AU000000WGX6
Date of change of
18-Apr-2024
relevant interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Citigroup Global Markets Limited (Borrower)
Transfer date
Settlement Date
15-Apr-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to
Yes
recall early?
If yes, detail
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
AU000000WGX6
Date of change of
18-Apr-2024
relevant interests:
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley Australia Securities Limited
(Borrower)
Transfer date
Settlement Date
17-Apr-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to
Yes
recall early?
If yes, detail
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
AU000000WGX6
Date of change of
18-Apr-2024
relevant interests:
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower)
Transfer date
Settlement Date
17-Apr-2024
18-Apr-2024
19-Apr-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are
exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s
If yes, detail
instructions.
Does the lender
have the right to
Yes
recall early?
If yes, detail
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
AU000000WGX6
Date of change of
18-Apr-2024
relevant interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
Transfer date
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Morgan Stanley & Co. International PLC
(Borrower)
Settlement Date
17-Apr-2024
18-Apr-2024
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to
Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
If yes, detail
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Apr-2024
Company’s name:
Westgold Resources Ltd
ISIN:
AU000000WGX6
Date of change of
18-Apr-2024
relevant interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Societe Generale Paris Branch (Borrower)
Transfer date
Settlement Date
10-Apr-2024
11-Apr-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
ac
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