Becoming a substantial holder
Released
Released
Announcement PDF
603 Page 1 23-Apr-2024 09:52:13
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
Westgold Resources Ltd
ACN/ARSN
009 260 306
1. Details of substantial holder (1)
Name
First Sentier Investors Holdings Pty Limited ACN 630 725 558 and its related bodies corporate or associates listed in annexure A
ACN/ARSN (if applicable)
630 725 558
The holder became a substantial holder on
19-04-2024
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Number of securities
Class of securities (4)
Voting power (6)
Person's votes (5)
35,135,873
35,135,873
Fully Paid ordinary shares
7.42%
*Note these securities are comprised of 12,544,759 shares in which First Sentier Investors Holdings Pty Limited and its subsidiaries have voting power and 22,591,114 securities in which First
Sentier Investors Holdings Pty Limited's ultimate parent, Mitsubishi UFJ Financial Group, Inc. on and from 19 April 2024, has informed it that it has voting power prior to the date of this notice.
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial
holder are as follows:
Holder of relevant interest
Class and number of securities
Nature of relevant interest (7)
First Sentier Investors RQI Pty
Ltd ACN 133 312 017
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having the
power to control the exercise of the right to vote attached to securities and/or to
control the exercise of the power to dispose of securities in its capacity as
investment manager, as provided for under its investment mandates. In addition,
if any OTC derivatives, warrants or other securities (other than ordinary shares
or ordinary units (as applicable)) are referred to below in this row, the relevant
interest in respect of those securities arises under subsection 608(8) being an
accelerated relevant interest held in the same capacity.
12,544,759 Fully Paid ordinary shares
First Sentier Investors
(Australia) IM Ltd ACN 114
194 311
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the
Corporations Act 2001 (Cth), being a relevant interest arising from having the
power to control the exercise of the right to vote attached to securities and/or to
control the exercise of the power to dispose of securities in its capacity as
investment manager, as provided for under its investment mandates. In addition,
if any OTC derivatives, warrants or other securities (other than ordinary shares
or ordinary units (as applicable)) are referred to below in this row, the relevant
interest in respect of those securities arises under subsection 608(8) being an
accelerated relevant interest held in the same capacity.
1,511,998 Fully Paid ordinary shares
Mitsubishi UFJ Financial
Group
Mitsubishi UFJ Financial Group Inc. (MUFG) owns 100% of First Sentier
Investors Holdings Pty Limited (indirectly) and has informed First Sentier
Investors Holdings Pty Limited that it has a relevant interest in the shares noted
in this column. Accordingly, First Sentier Investors Holdings Pty Limited has a
relevant interest or voting power in those shares pursuant to section 608(3) or
section 12(2)(a) of the Corporations Act (as relevant). MUFG has not provided
any further details of that relevant interest - accordingly no transaction
information is recorded in Appendix B or holder information is recorded in
Section 4. Reference is made to any subsequent filing of MUFG which will
reflect this interest.
22,591,114 Fully Paid ordinary shares
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Class and number
of securities
First Sentier Investors RQI Pty Ltd ACN 133 312 017
Citibank N A Hong Kong
5,584,518 Fully Paid ordinary shares
First Sentier Investors RQI Pty Ltd ACN 133 312 017
Citicorp Nominees Pty Limited
(Australia)
1,308,623 Fully Paid ordinary shares
First Sentier Investors RQI Pty Ltd ACN 133 312 017
JP MORGAN CHASE
2,351,515 Fully Paid ordinary shares
First Sentier Investors RQI Pty Ltd ACN 133 312 017
National Australian bank
935,124 Fully Paid ordinary shares
First Sentier Investors RQI Pty Ltd ACN 133 312 017
Northern Trust Singapore
2,364,979 Fully Paid ordinary shares
Mitsubishi UFJ Financial Group
Mitsubishi UFJ Financial Group
22,591,114 Fully Paid ordinary shares
603 Page 2 23-Apr-2024 09:52:13
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a
substantial holder is as follows:
Holder of relevant
interest
Date of acquisition
Class and number
of securities
Consideration (9)
Cash
Non-cash
See annexure B to this notice
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
First Sentier Investors RQI Pty Ltd
ACN 133 312 017
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors Holdings Pty
Limited
First Sentier Investors (Australia)
IM Ltd
ACN 114 194 311
A wholly-owned subsidiary, and therefore related body corporate, of First Sentier Investors Holdings Pty
Limited
Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the
Corporations Act
Mitsubishi UFJ Financial Group
7. Addresses
The addresses of persons named in this form are as follows:
Address
Name
First Sentier Investors RQI Pty Ltd ACN 133 312 017
Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000,
Australia
First Sentier Investors (Australia) IM Ltd ACN 114 194 311
Level 5, Tower Three International Towers Sydney, 300 Barangaroo Avenue, Barangaroo NSW 2000,
Australia
Mitsubishi UFJ Financial Group
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Signature
print name
sign here
Rachel Lim
capacity
Company Secretary
date
23-04-2024
603 Page 3 23-Apr-2024 09:52:13
Annexure A
This is Annexure A referred to in Form 603, Notice of initial substantial holder dated
Rachel Lim
19-04-2024
Company Secretary
SCHEDULE
First Sentier Investors (Malta) Limited (Company Code C41267)
First Sentier Investors (Malta) Holdings Limited (Company Code C41260)
CFSIM Limited (Company No. 00153197)
First Sentier Investors (Luxembourg) EDIF II GP S.Á.R.L (Company No. B204413)
First Sentier Investors (Australia) Services Pty Limited (ACN 624 305 595)
First Sentier Investors (Australia) IM Ltd (ACN 114 194 311)
First Sentier Investors (Australia) Infrastructure Holdings Ltd (ACN 085 313 926)
First Sentier Investors (Australia) Infrastructure Managers Pty Ltd (ACN 101 384 294)
First Sentier Investors Strategic Investments Pty Limited (ACN 625 765 399)
First Sentier Investors (Australia) RE Ltd (ACN 006 464 428)
First Sentier Investors Asia Holdings Limited (ACN 054 571 701)
First Sentier Investors RQI Pty Ltd (ACN 133 312 017)
First Sentier Investors (Luxembourg) EDIF I Feeders MC S.A.R.L (Company No. B134314)
First Sentier Infrastructure Managers (International) Limited (Company No. 298444)
First Sentier Investors (UK) IM Limited (Company No. SC047708)
First Sentier Investors (UK) Services Limited (Company No. 03904320)
First Sentier Investors (Hong Kong) Limited (CR No. 11541926)
First Sentier Investors (Ireland) Limited (Company No. 629188)
First Sentier Investors (Japan) Limited (Company No. 0104-01-093090)
First Sentier Investors (Singapore) (Company No. 196900420D)
First Sentier Investors UK Holdings Limited (Company No. 03904310)
First Sentier Investors (UK) Funds Limited (Company No. 02294743)
First Sentier Investors (Luxembourg) Infrastructure (B) GP
S.A.R.L (Company No. B262476)
First Sentier Investors (Luxembourg) EDIF I MC S.A.R.L (Company No. B128117)
First Sentier Investors (Singapore) Holdings Limited (Registration No. 199901706Z)
First Sentier Investors International IM Limited (Company No. SC079063)
First Sentier Investors (Hong Kong) Nominees Limited (CR NO. 11541934)
FSIB LTD (Registration No. 26193)
Mitsubishi UFJ Financial Group, Inc (Registration No. 0100-01-073486)
Mitsubishi UFJ Trust and Banking Corporation (Registration No. 0100-01-008770)
SI Holdings Limited (Company No. SC109439)
First Sentier Investors (Hong Kong) AMC Limited (CR NO. 20492095)
First Sentier Investors
(Luxembourg) EDIF III GP S.A.R.L (Company No. B238701)
First Sentier Investors EU Holdings Limited (Company No. 727873)
AlbaCore Capital Group Limited (Company No. 727871)
AlbaCore Capital Limited (Company No. 581750)
AlbaCore Capital (UK) Limited (Company No. 10220978)
AlbaCore Capital LLP (Company No. OC412196)
Dated the 23-04-2024
603 Page 4 23-Apr-2024 09:52:13
Annexure B
This is Annexure B referred to in Form 603, Notice of initial substantial holder dated
Rachel Lim
Holder of relevant Interest
19-04-2024
Dated the 23-04-2024
Company Secretary
Date of Acquisition
Consideration Cash
Consideration non-cash
Class and number of securities affected
First Sentier Investors RQI Pty Ltd ACN 133 312
017
21-12-2023
14,869.68
7,014
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
10-01-2024
76,143.62
39,040
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
10-01-2024
69,037.80
35,404
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
10-01-2024
63,193.65
32,407
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
10-01-2024
19,948.50
10,230
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
18-01-2024
286,205.64
140,988
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
24-01-2024
264,506.19
129,040
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
01-02-2024
308,233.60
137,359
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
05-02-2024
967,193.05
468,329
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
16-02-2024
20,105.59
10,499
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
16-02-2024
20,105.59
10,499
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
16-02-2024
33,602.51
17,547
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
16-02-2024
65,627.05
34,270
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
06-03-2024
36,742.11
15,503
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
12-03-2024
1,421,286.26
560,975
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
19-03-2024
98,186.40
40,911
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
20-03-2024
100,154.00
41,677
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
20-03-2024
666,055.21
277,165
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
20-03-2024
854,035.31
355,389
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
20-03-2024
141,790.11
59,003
Fully Paid ordinary
shares
603 Page 5 23-Apr-2024 09:52:13
First Sentier Investors RQI Pty Ltd ACN 133 312
017
20-03-2024
175,198.01
72,905
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
20-03-2024
70,593.47
29,376
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
26-03-2024
36,578.04
14,991
Fully Paid ordinary
shares
First Sentier Investors RQI Pty Ltd ACN 133 312
017
27-03-2024
354,569.38
140,146
Fully Paid ordinary
shares
Share your feedback
Discover