Change in substantial holding
Released
Released
Announcement PDF
604
Page 1 of 2 15 July 2001
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
WESTGOLD RESOURCES LIMITED
ACN/ARSN
009 260 306
1. Details of substantial holder (1)
State Street Corporation and subsidiaries named in Annexures to
this form
Name
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
10/07/2024
The previous notice was given to the company on
19/06/2024
The previous notice was dated
17/06/2024
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the
company or scheme, are as follows:
Class of securities (4)
Previous notice
Person’s votes
Ordinary
37,624,825
Present notice
Voting power (5)
7.94%
Person’s votes
43,536,593
Voting power (5)
9.18%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change (6)
Consideration given in
relation to change (7)
Class and number
of securities
affected
Person's votes
affected
Annexure
B, D & E
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Annexure
A
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
604
Page 2 of 2 15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9 ) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Annexure C
Signature
print name
Alok Maheshwary
sign here
capacity
Authorised signatory
date
12/07/2024
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of
persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group,
with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B( 4)
applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full an d
accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifyi ng this
contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or
disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification
applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
"unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
This is Annexure A referred to in Form 604 Notice of change of interests of substantial holder
Annexure A
____________________________________ 12 July 2024
Alok Maheshwary
Authorised Signatory
4. Present relevant interests
Holder of relevant interest
SSGA FUNDS MANAGEMENT, INC.
Nature of Relevant Interest
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Registered Holder of securities
State Street Bank and Trust Co
STATE STREET GLOBAL ADVISORS EUROPE LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellon
STATE STREET GLOBAL ADVISORS EUROPE LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
STATE STREET GLOBAL ADVISORS EUROPE LIMITED
Class and number of Securities
Ordinary
314,217
Person's votes
314,217
n/a
Ordinary
108,100
108,100
Citibank NA
n/a
Ordinary
146,510
146,510
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co
n/a
Ordinary
77,444
77,444
STATE STREET GLOBAL ADVISORS LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Company
n/a
Ordinary
2,838
2,838
STATE STREET GLOBAL ADVISORS TRUST COMPANY
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Bank of New York Mellon
n/a
Ordinary
125,252
125,252
STATE STREET GLOBAL ADVISORS TRUST COMPANY
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Company
n/a
Ordinary
34,811
34,811
STATE STREET GLOBAL ADVISORS TRUST COMPANY
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co
n/a
Ordinary
2,441,538
2,441,538
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Citibank NA
n/a
Ordinary
169,927
169,927
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
JPMorgan AG
n/a
Ordinary
39,025
39,025
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
National Australian Bank LTD
n/a
Ordinary
48,476
48,476
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
Northern Trust Company
n/a
Ordinary
1,328,774
1,328,774
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
Power to control the exercise of a right to vote
attached to securities and/or the power to dispose of
securities as investment manager or trustee
State Street Bank and Trust Co
n/a
Ordinary
8,675,456
8,675,456
STATE STREET BANK AND TRUST COMPANY
For memo pledge securities:
Arrowstreet Capital Copley Fund Limited
STATE STREET BANK AND TRUST COMPANY
Ordinary
246,290
246,290
STATE STREET BANK AND TRUST COMPANY
Ordinary
219,735
219,735
AMERICAN CENTURY INVESTMENT
MANAGEMENT, INC.
Ordinary
2,816,422
2,816,422
CALSTRS
Ordinary
312,355
312,355
CONFIDENTIAL CLIENT N
Ordinary
7,663
7,663
DIMENSIONAL FUND ADVISORS
Ordinary
22,184
22,184
INTERNATIONAL PAPER CO
Ordinary
64,186
64,186
M FUND, INC.
Ordinary
10,042
10,042
MANULIFE INVESTMENT MANAGEMENT LIMITED
MANULIFE INVESTMENT MANAGEMENT
LIMITED
Ordinary
44,284
44,284
MONTANA BOARD OF INVESTMENTS
MONTANA BOARD OF INVESTMENTS
Ordinary
57,439
57,439
NEW JERSEY DIVISION OF INVESTMENT
NEW JERSEY DIVISION OF INVESTMENT
Ordinary
165,766
165,766
STATE STREET BANK AND TRUST COMPANY
STATE STREET BANK AND TRUST COMPANY
STATE STREET BANK AND TRUST COMPANY
Relevant interest under section 608(8) being the right,
as lender, to dispose of shares pledged to secure a
securities loan
For memo pledge securities:
ARROWSTREET CAPITAL ESG GLOBAL EQUITY LONG
SHORT FUND LIMITED
Relevant interest under section 608(8) being the right,
as lender, to dispose of shares pledged to secure a
securities loan
For Lent securities:
AMERICAN CENTURY INVESTMENT MANAGEMENT,
INC.
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
For Lent securities:
CALSTRS
Person Entitled to be registered as holder
n/a
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
CONFIDENTIAL CLIENT N
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
DIMENSIONAL FUND ADVISORS
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
INTERNATIONAL PAPER CO
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
M FUND, INC.
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
POLICE AND FIREMENS RETIREMENT SYSTEM OF
NEW JERSEY
SPROTT ASSET MANAGEMENT LP
POLICE AND FIREMENS RETIREMENT SYSTEM
OF NEW JERSEY
Ordinary
96,312
96,312
SPROTT ASSET MANAGEMENT LP
Ordinary
182,622
182,622
SSGA
Ordinary
679,490
679,490
SSGA FUNDS
Ordinary
87,464
87,464
SSGA SPDR INDEX SHARE FUNDS
Ordinary
192,068
192,068
THE REGENTS OF THE UNIVERSITY OF
CALIFORNIA
Ordinary
230,182
230,182
TIAA - CREF
Ordinary
337,741
337,741
VANECK ETF FUNDS
Ordinary
24,077,705
24,077,705
WA STATE INVESTMENT BOARD
Ordinary
158,900
158,900
WISDOMTREE TRUST
Ordinary
15,375
15,375
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
SSGA
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
SSGA FUNDS
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
SSGA SPDR INDEX SHARE FUNDS
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
THE REGENTS OF THE UNIVERSITY OF CALIFORNIA
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
TIAA - CREF
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
VANECK ETF FUNDS
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
WA STATE INVESTMENT BOARD
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
STATE STREET BANK AND TRUST COMPANY
For Lent securities:
Relevant interest under section 608(8A) being the
holder of securities subject to an obligation to return
under a securities lending agreement. State Street
Bank and Trust Company has lent the securities and
retains a relevant interest
WISDOMTREE TRUST
This is Annexure B referred to in Form 604 Notice of change of interests of substantial holder
Annexure B
____________________________________ 12 July 2024
Alok Maheshwary
Authorised Signatory
3. Changes in relevant interests
Date of Change
Person whose relevant interest changed
19-Jun-2024 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
21-Jun-2024 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
21-Jun-2024 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
21-Jun-2024 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
24-Jun-2024 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
27-Jun-2024 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
08-Jul-2024 STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
27-Jun-2024 STATE STREET GLOBAL ADVISORS, INC.
03-Jul-2024 STATE STREET GLOBAL ADVISORS, INC.
08-Jul-2024 STATE STREET GLOBAL ADVISORS, INC.
09-Jul-2024 STATE STREET GLOBAL ADVISORS, INC.
09-Jul-2024 STATE STREET GLOBAL ADVISORS, INC.
05-Jul-2024 STATE STREET BANK AND TRUST COMPANY
08-Jul-2024 STATE STREET BANK AND TRUST COMPANY
09-Jul-2024 STATE STREET BANK AND TRUST COMPANY
28-Jun-2024 STATE STREET BANK AND TRUST COMPANY
01-Jul-2024 STATE STREET BANK AND TRUST COMPANY
28-Jun-2024 STATE STREET BANK AND TRUST COMPANY
01-Jul-2024 STATE STREET BANK AND TRUST COMPANY
26-Jun-2024 STATE STREET BANK AND TRUST COMPANY
09-Jul-2024 STATE STREET BANK AND TRUST COMPANY
05-Jul-2024 STATE STREET BANK AND TRUST COMPANY
01-Jul-2024 STATE STREET BANK AND TRUST COMPANY
08-Jul-2024 STATE STREET BANK AND TRUST COMPANY
08-Jul-2024 STATE STREET BANK AND TRUST COMPANY
05-Jul-2024 STATE STREET BANK AND TRUST COMPANY
05-Jul-2024 STATE STREET BANK AND TRUST COMPANY
05-Jul-2024 STATE STREET BANK AND TRUST COMPANY
03-Jul-2024 STATE STREET BANK AND TRUST COMPANY
01-Jul-2024 STATE STREET BANK AND TRUST COMPANY
26-Jun-2024 STATE STREET BANK AND TRUST COMPANY
08-Jul-2024 STATE STREET BANK AND TRUST COMPANY
10-Jul-2024 STATE STREET BANK AND TRUST COMPANY
08-Jul-2024 STATE STREET BANK AND TRUST COMPANY
26-Jun-2024 STATE STREET BANK AND TRUST COMPANY
08-Jul-2024 STATE STREET BANK AND TRUST COMPANY
Nature of Change
Sale
Purchase
In specie application
In specie redemption
Sale
Sale
Sale
In specie application
In specie application
In specie application
Purchase
In specie application
Releasing a pledge over securities provided to secure a securities loan to
ARROWSTREET CAPITAL ESG GLOBAL EQUITY LONG SHORT FUND LIMITED - Refer Part
C of Annexure E
Releasing a pledge over securities provided to secure a securities loan to
ARROWSTREET CAPITAL ESG GLOBAL EQUITY LONG SHORT FUND LIMITED - Refer Part
C of Annexure E
Taking a pledge over securities to secure a securities loan from ARROWSTREET
CAPITAL ESG GLOBAL EQUITY LONG SHORT FUND LIMITED - Refer Part C of Annexure
E
Transfer of title of securities to secure a securities loan from THE RBC GROUP - Refer
Part B of Annexure D
Return of securities provided to secure a securities loan to THE RBC GROUP - Refer
Part B of Annexure D
Transfer of title of securities to secure a securities loan from THE RBC GROUP - Refer
Part B of Annexure D
Return of securities provided to secure a securities loan to THE RBC GROUP - Refer
Part B of Annexure D
Return of securities under a securities loan by THE J.P. MORGAN CHASE GROUP Refer Part A of Annexure D
Return of securities under a securities loan by THE MACQUARIE GROUP - Refer Part A
of Annexure D
Lending securities under a securities loan to BANK OF MONTREAL EUROPE PUBLIC
LIMITED COMPANY - Refer Part A of Annexure D
Lending securities under a securities loan to THE GOLDMAN SACHS GROUP - Refer
Part A of Annexure D
Lending securities under a securities loan to THE UBS GROUP - Refer Part A of
Annexure D
Lending securities under a securities loan to THE UBS GROUP - Refer Part A of
Annexure D
Lending securities under a securities loan to BANK OF MONTREAL EUROPE PUBLIC
LIMITED COMPANY - Refer Part A of Annexure D
Lending securities under a securities loan to BANK OF MONTREAL EUROPE PUBLIC
LIMITED COMPANY - Refer Part A of Annexure D
Lending securities under a securities loan to BANK OF MONTREAL EUROPE PUBLIC
LIMITED COMPANY - Refer Part A of Annexure D
Return of securities under a securities loan by BANK OF MONTREAL EUROPE PUBLIC
LIMITED COMPANY - Refer Part A of Annexure D
Lending securities under a securities loan to THE GOLDMAN SACHS GROUP - Refer
Part A of Annexure D
Return of securities under a securities loan by THE J.P. MORGAN CHASE GROUP Refer Part A of Annexure D
Lending securities under a securities loan to THE J.P. MORGAN CHASE GROUP - Refer
Part A of Annexure D
Lending securities under a securities loan to THE J.P. MORGAN CHASE GROUP - Refer
Part A of Annexure D
Lending securities under a securities loan to THE UBS GROUP - Refer Part A of
Annexure D
Return of securities under a securities loan by THE J.P. MORGAN CHASE GROUP Refer Part A of Annexure D
Lending securities under a securities loan to THE UBS GROUP - Refer Part A of
Annexure D
Consideration given in relation to Change Class and number of Securities affected
Person's Votes affected
(2,789)
(2,789)
2.35
Ordinary
2.54
Ordinary
8,351
8,351
n/a
Ordinary
1,105,762
1,105,762
(1,105,762)
(1,105,762)
n/a
Ordinary
2.56
Ordinary
(3,018)
(3,018)
(4,989)
(4,989)
2.41
Ordinary
(2,121)
(2,121)
2.60
Ordinary
n/a
Ordinary
67
67
2,952
2,952
n/a
Ordinary
985
985
n/a
Ordinary
2.56
Ordinary
32,112
32,112
2,640
2,640
n/a
Ordinary
n/a
Ordinary
(15,436)
(15,436)
n/a
Ordinary
(6,198)
(6,198)
n/a
Ordinary
21,634
21,634
n/a
Ordinary
1
1
n/a
Ordinary
(1)
(1)
n/a
Ordinary
1
1
n/a
Ordinary
(1)
(1)
n/a
Ordinary
(246,554)
(246,554)
n/a
Ordinary
(1,329,180)
(1,329,180)
n/a
Ordinary
166,703
166,703
n/a
Ordinary
7,663
7,663
n/a
Ordinary
22,184
22,184
n/a
Ordinary
44,284
44,284
n/a
Ordinary
92,252
92,252
n/a
Ordinary
2,718
2,718
n/a
Ordinary
268,327
268,327
n/a
Ordinary
(4,012,100)
(4,012,100)
n/a
Ordinary
4,642,337
4,642,337
n/a
Ordinary
(899,213)
(899,213)
n/a
Ordinary
1,500,000
1,500,000
n/a
Ordinary
4,000,000
4,000,000
n/a
Ordinary
1,618,157
1,618,157
n/a
Ordinary
(15,375)
(15,375)
n/a
Ordinary
15,375
15,375
This is Annexure C referred to in Form 604 Notice of change of interests of substantial holder
Annexure C
____________________________________ 12 July 2024
Alok Maheshwary
Authorised Signatory
6. Addresses
Name
SSGA FUNDS MANAGEMENT, INC.
STATE STREET GLOBAL ADVISORS EUROPE LIMITED
STATE STREET GLOBAL ADVISORS LIMITED
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
STATE STREET GLOBAL ADVISORS, INC.
STATE STREET BANK AND TRUST COMPANY
Address
Channel Center, 1 Iron Street, Boston MA 02210, United States
78 Sir John Rogerson’s Quay, Dublin 2, Ireland
20 Churchill Place, London, England, E14 5HJ, United Kingdom
1 Iron Street, Boston MA 02210, United States
Level 15, 420 George Street, Sydney NSW 2000, Australia
1 Iron Street, Boston MA 02210, United States
One Congress Street, Suite 1, Boston MA 02114, United States
This is Annexure D referred to in Form 604 Notice of change of interests of substantial holder
Annexure D
____________________________________ 12 July 2024
Alok Maheshwary
Authorised Signatory
3. Changes in relevant interests
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian
Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities lending authorisation agreement,
subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant interest as per Part B of this Annexure.)
Can the parties exercise voting rights attaching to the securities?
Securities Lending Authorisation Agreement/ Global Master Securities Lending Agreement/ Securities
Loan Agreement
(1) State Street Bank and Trust Company
(2) The entity referred to in the relevant part of Annexure B to this notice
(1) No
(2) Yes. (Borrower has the right to vote, but may on-lend securities)
If yes, in what circumstances
(1) Only if instructed to by the borrower
(2) As determined by the owner of the securities
Type of agreement
Parties to agreement
Transfer date
Scheduled return date
Does the borrower have the right to return the securities early?
If yes, in what circumstances
Does the lender have the right to recall the securities early (ie before the scheduled return date)?
If yes, in what circumstances
Are there any circumstances in which the borrower is not required to return securities or equivalent
securities on settlement?
If yes, detail any exceptions
The dates on which the securities were delivered by State Street Bank and Trust Company as lender are
set out in Annexure B to this notice
No scheduled return date
No scheduled return date. Borrower can return securities or equivalent securities at any time subject to
giving notice
Borrower can return securities or equivalent securities at any time subject to giving notice
No scheduled return date. Lender can require return of securities or equivalent securities at any time
subject to giving notice
Lender can require return of securities or equivalent securities at any time subject to giving notice
No
n/a
Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest (“title transfer”) over the
securities as collateral to secure a securities loan. (See Part A of this Annexure for securities loan details.)
Type of agreement
Parties to agreement
Can the parties exercise voting rights attaching to the securities?
If yes, in what circumstances
Transfer date
Scheduled return date
Does the borrower have the right to have the securities returned early?
If yes, in what circumstances
Are there any circumstances in which the lender is not required to return securities collateral on
settlement?
If yes, detail any exceptions
Global Master Securities Lending Agreement
Securities Lending Authorisation Agreement
(1) State Street Bank and Trust Company
(2) The entity referred to in the relevant part of Annexure B to this notice
(1) Yes, but only if the borrower defaults and ownership is enforced
(2) Yes
(1) Only if the borrower defaults and ownership is enforced
(2) In accordance with ordinary rights as registered holder, either directly or through nominee holder
The dates on which the securities were transferred, as indicated in Annexure B to this notice
No scheduled return date. Securities collateral is returned on termination of related securities loan
No scheduled return date. Securities collateral is returned on termination of related securities loan or
the provision of alternative collateral
At any time subject to returning the borrowed securities or equivalent securities or providing alternative
collateral
No, assuming the borrower returns the borrowed securities or equivalent securities
n/a (lender must return securities collateral if the borrower returns the borrowed securities or
equivalent securities)
This is Annexure E referred to in Form 604 Notice of change of interests of substantial holder
Annexure E
____________________________________ 12 July 2024
Alok Maheshwary
Authorised Signatory
3. Changes in relevant interests
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if requested by the Australian Securities and
Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to below to the company, responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities lending agreement, subject to obligation to
return under the agreement. (State Street Bank and Trust Company has on-lent the securities and retains relevant interest as per Part B of this Annexure.)
Type of agreement
Parties to agreement
Can the parties exercise voting rights attaching to the securities?
If yes, in what circumstances
Transfer date
Scheduled return date
Global Master Securities Lending Agreement/Master Securities Loan Agreement/Securities Loan Agreement
(1) STATE STREET BANK AND TRUST COMPANY
(2) The entity referred to in the relevant part of Annexure B to this notice
(1) Yes (if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of this
Annexure)
(2) No, not during term of securities loan
(1) Only if the borrower is the registered holder. However the securities are on-lent by the borrower as per Part B of this
Annexure
(2) n/a
The dates on which the securities were delivered to State Street Bank and Trust Company as borrower are set out in
Annexure B to this notice
No scheduled return date
Does the borrower have the right to return the securities early?
No scheduled return date. Borrower can return securities or equivalent securities at any time subject to giv
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