Change in substantial holding
604
Page 1 of 3
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
WESTGOLD RESOURCES LTD
ACN/ARSN/ABN
60 009 260 306
1. Details of substantial holder (1)
Name
JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable)
NA
There was a change in the interests of the
substantial holder on
19/07/2024
The previous notice was given to the company on
17/07/2024
The previous notice was dated
/15/07/2024
/
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an
associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or
scheme, are as follows:
Class of securities (4)
Previous notice
Person’s votes
Ordinary
Present notice
Voting power (5)
Person’s votes
5.09%
31,537,137
24,142,670
Voting power (5)
6.65%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the
company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose relevant interest
changed
See Appendix
Nature of change (6)
Consideration given Class and number
in relation to
of securities
change (7)
affected
Person's votes
affected
Securities on Loan as Agent Lender
See Appendix
835,705
(Ordinary)
835,705
(Ordinary)
Holder of securities subject to an obligation to
return under a securities lending agreement
See Appendix
8,363,583
(Ordinary)
8,363,583
(Ordinary)
Purchase and sales of securities in its capacity
as Principal/Proprietary
See Appendix
834
(Ordinary)
834
(Ordinary)
Holder of securities subject to an obligation to
return under a securities lending agreement
See Appendix
1,650,614
(Ordinary)
1,650,614
(Ordinary)
JPMORGAN CHASE BANK, N.A.
See Appendix
See Appendix
See Appendix
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES LLC
See Appendix
J.P. MORGAN SECURITIES
AUSTRALIA LIMITED
Holder of securities subject to an obligation to
return under a securities lending agreement
See Appendix
49,500
(Ordinary)
49,500
(Ordinary)
See Appendix
J.P. MORGAN SECURITIES
AUSTRALIA LIMITED
Purchase and sales of securities in its capacity
as Principal/Proprietary
See Appendix
204,541
(Ordinary)
204,541
(Ordinary)
604
Page 2 of 3
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest
Registered holder of
securities
Person entitled to be
registered as holder
(8)
Nature of relevant interest
(6)
Class and
number of
securities
Person's
votes
JPMORGAN CHASE BANK,
N.A.
JPM Nominees
Australia Pty Limited
Various Borrowers
under the Securities
Lending Agreement
Securities on Loan as Agent
Lender
2,415,095
(Ordinary)
2,415,095
(Ordinary)
J.P. MORGAN SECURITIES
PLC
JPM Nominees
Australia Pty Limited
JPM Nominees
Australia Pty Limited
Holder of securities subject
to an obligation to return
under a securities lending
agreement
15,740,024
(Ordinary)
15,740,024
(Ordinary)
J.P. MORGAN SECURITIES
PLC
JPM Nominees
Australia Pty Limited
J.P. MORGAN
SECURITIES PLC
254,875
(Ordinary)
254,875
(Ordinary)
J.P. MORGAN SECURITIES
LLC
Citi Australia
Various Clients and
Custodians
Rehypothecation of client
securities under a Prime
Brokerage Agreement
279,674
(Ordinary)
279,674
(Ordinary)
J.P. MORGAN SECURITIES
LLC
Citi Australia
Citi Australia
Holder of securities subject
to an obligation to return
under a securities lending
agreement
4,574,386
(Ordinary)
4,574,386
(Ordinary)
J.P. MORGAN SECURITIES
AUSTRALIA LIMITED
Ecapital Nominees Pty
Ltd
J.P. MORGAN
SECURITIES
AUSTRALIA
LIMITED
Purchase and sales of
securities in its capacity as
Principal/Proprietary
8,118,860
(Ordinary)
8,118,860
(Ordinary)
J.P. MORGAN SECURITIES
AUSTRALIA LIMITED
Ecapital Nominees Pty
Ltd
Ecapital Nominees
Pty Ltd
Holder of securities subject
to an obligation to return
under a securities lending
agreement
154,223
(Ordinary)
154,223
(Ordinary)
Purchase and sales of
securities in its capacity as
Principal/Proprietary
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES LLC
Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC
Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A.
Subsidiary of JPMorgan Chase & Co.
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
JPMorgan Chase & Co.
383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC
383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC
25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A.
1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
Signature
print name
sign here
Lokesh Kumar
Capacity
Date
Compliance Officer
23/07/2024
604
Page 3 of 3
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the
manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of
persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group,
with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and
accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this
contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or
disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification
applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired
has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the
happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation
to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
"unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
TRADES FOR RELEVANT PERIOD
Transaction Date
Balance at start of relevant period
16-Jul-24
16-Jul-24
16-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
17-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
18-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
19-Jul-24
Balance at end of relevant period
Appendix
Entity
Product Type
Type of Transaction
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Buy
Sell
Borrow
Sell
Buy
Sell
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Borrow
Borrow
Borrow Return
Borrow
Borrow
Sell
Buy
Buy
Buy
Buy
Sell
Sell
Buy
Sell
Sell
Borrow Return
Borrow Return
Borrow Return
Borrow
Borrow
Borrow Return
Buy
Sell
Sell
Sell
Sell
Sell
Sell
Borrow
Borrow
Borrow
Borrow
Borrow
Borrow
Borrow
Borrow Return
Borrow
Quantity
24,142,670
1,044
(28,943)
2,000,000
(181,192)
28,921
(121,183)
1,057
5,259
2,085
3,470
18,226
(7,201)
(2,000)
2,000,000
150,000
(27,000)
429,000
261,000
(17,070)
41,922
26,357
38,338
53,647
(4,302)
(22,384)
14,700
(2,000)
(16,661)
(53,535)
(106,917)
(1,843)
4,000
218,000
(1,650,614)
834
(6,829)
(81)
(3,862)
(2,828)
(2,000)
(21,031)
35
4,000,000
8
8
138,500
75,032
49,500
(5,000)
118,000
31,537,137
Price (AUD)
2.67
2.68
2.67
2.76
2.75
2.73
2.76
2.74
2.77
2.74
2.75
2.75
2.74
2.73
2.74
2.75
2.74
2.73
2.74
2.74
2.74
2.74
2.67
2.67
2.66
2.64
2.73
2.66
2.66
-
Consideration
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,787.48
77,434.94
483,782.64
79,755.64
333,696.90
2,885.61
14,499.20
5,703.10
9,595.51
49,939.24
19,793.16
5,509.73
46,715.35
114,523.19
72,299.89
105,302.41
147,067.62
11,735.62
61,278.06
40,217.99
5,472.34
45,609.45
2,226.78
18,215.79
215.47
10,185.68
7,720.44
5,316.23
55,905.80
-
1/1
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
23-Jul-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
AU000000WGX6
Date of change of
relevant
19-Jul-2024
interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and BNP Paribas Financial Markets (Borrower)
Transfer date
Settlement Date
26-Jun-2024
01-Jul-2024
02-Jul-2024
03-Jul-2024
04-Jul-2024
09-Jul-2024
10-Jul-2024
11-Jul-2024
22-Jul-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to
Yes
recall early?
If yes, detail
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
23-Jul-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
AU000000WGX6
Date of change of
19-Jul-2024
relevant interests:
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower)
Transfer date
Settlement Date
15-Jul-2024
16-Jul-2024
17-Jul-2024
18-Jul-2024
19-Jul-2024
22-Jul-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes are
exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the lender’s
If yes, detail
instructions.
Does the lender
have the right to
Yes
recall early?
If yes, detail
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
23-Jul-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
Type of agreement
Parties to
agreement
Australian Master Securities Lending Agreement ("AMSLA")
19-Jul-2024
JPMorgan Chase Bank, N.A. (acting as agent) ("lender"), J.P. Morgan Securities Australia Limited ('borrower')
Transfer date
Settlement Date
21-May-2024
17-Jul-2024
23-Jul-2024
Holder of voting
rights
Borrower
Are there any
restriction on voting Yes
rights
If yes, detail
The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavours to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
date (if any)
None
Does the borrower
have the right to
return early?
Yes
If yes, detail
Borrower has right to return all and any securities or equivalent securities early at any time in accordance
with the lender’s instructions.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Lender has right to recall all or any equivalent securities on any business day by giving such notice as agreed
by the parties. The borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exception
Statement
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
Company’s name:
ISIN:
Date of change of
relevant interests:
Schedule
Type of agreement
23-Jul-2024
WESTGOLD RESOURCES LTD
AU000000WGX6
19-Jul-2024
Institutional Account Agreement
JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and
STATE STREET BANK AND TRUST CO (AS AGENT) (herein referred to as “JPMS”).
“ J.P. Morgan Entities” means, as the context may require or permit, any and all of JPMSL, JPMorgan
Parties to agreement Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan Securities
Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd
and J.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time
to time.
Transfer date
Settlement Date
19-Apr-2024
24-Apr-2024
Holder of voting
rights
JPMS is the holder of the voting rights from the time at which it exercises its right to borrow.
Notwithstanding this, please note that the Company has the right to recall equivalent securities if it
wishes to exercise its voting rights in respect of the securities.
Are there any
restriction on voting Yes
rights
JPMS will not be able to exercise voting rights in circumstances where the Company has recalled
If yes, detail
equivalent securities from JPMS before the voting rights have been exercised. In these circumstances,
JPMS must return the securities to the Company and the Company holds the voting rights.
Scheduled return
N/A. There is no term to the loan of securities.
date (if any)
Does the borrower
have the right to
Yes.
return early?
If yes, detail
JPMS has the right to return all and any securities or equivalent securities early at any time.
Does the lender have
the right to recall
Yes.
early?
If yes, detail
The Company has the right to recall all or any equivalent securities on demand.
Will the securities be
Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There
returned on
is no term to the loan of securities.
settlement?
If yes, detail any
exceptions
Statement
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
23-Jul-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
19-Jul-2024
Exclusive Securities Lending Agreement dated November 17, 2020 to the Global Master Securities Lending
Agreement
SFT ("lending agent") - CALIFORNIA STATE TEACHERS' RETIREMENT SYSTEM ("lender") and J.P. Morgan
Parties to agreement
Securities Plc ("borrower")
Settlement date
Type of agreement
Transfer date
16-Apr-2024
24-Apr-2024
Holder of voting
Borrower
rights
Are there any
restriction on voting Yes
rights
If yes, detail
The borrower shall have no obligation to arrange for voting rights to be exercised in accordance with the
instructions of the other party, unless otherwise agreed between the parties.
Scheduled return
date (if any)
None
Does the borrower
have the right to
return early?
Yes
If yes, detail
Borrower has the right to terminate a loan and redeliver all and any equivalent securities due and
outstanding to the lender in accordance with lender's instructions and lender shall accept such redelivery.
Does the lender have
the right to recall
Yes
early?
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered. The borrower must
return the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
Yes
settlement?
If yes, detail any
exceptions
No exceptions
Statement
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
Company’s name:
23-Jul-2024
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
Type of agreement
WESTGOLD RESOURCES LTD
19-Jul-2024
Overseas Securities Lender's Agreement ("OSLA")
Parties to agreement
J.P. Morgan Securities Plc ("borrower") and Citibank N.A. acting as Agent ("lender")
Transfer date
Settlement Date
19-Jul-2024
Holder of voting rights Borrower
Are there any
restriction on voting
rights
Yes
If yes, detail
The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard
form OSLA.
Scheduled return date
None
(if any)
Does the borrower
have the right to
return early?
Yes
If yes, detail
Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender have
the right to recall
early?
Yes
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice on any
business day of not less than the standard settlement time for such equivalent securities on
the exchange or in the clearing organisation through which the relevant borrowed securities
were originally delivered. The borrower must return the securities not later than the expiry
of such notice in accordance with the lender’s instructions.
Will the securities be
returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement
If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
23-Jul-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
Date of change of
relevant interests:
AU000000WGX6
19-Jul-2024
Schedule
Type of agreement
Parties to
agreement
Transfer date
Overseas Securities Lender’s Agreement (“OSLA”)
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) J.P. Morgan Securities plc
(“borrower”)
Settlement Date
24-Apr-2024
29-Apr-2024
20-May-2024
22-May-2024
18-Jun-2024
27-Jun-2024
02-Jul-2024
05-Jul-2024
10-Jul-2024
16-Jul-2024
23-Jul-2024
Holder of voting
rights
Borrower
Are there any
restriction on
voting rights
Yes
If yes, detail
The borrower undertakes to use its best endeavors to arrange for the voting rights to
be exercised in accordance with the instructions of the lender, provided that the lender
uses its best endeavors to notify the borrower of its instructions in writing no later than
7 business days prior to the date upon which such votes are exercisable or as
otherwise agreed between the parties. This undertaking is set out in clause 4(B)(vi) of
the standard form OSLA.
Scheduled return
date (if any)
None
Does the borrower
Yes
have the right to
return early?
If yes, detail
Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender’s instructions.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice
on any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered (and where there is a difference between
the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The
borrower must return the securities not later than the expiry of such notice in
accordance with the lender’s instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement
If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, a copy of the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
Company’s name:
23-Jul-2024
ISIN:
Date of change of
relevant interests:
Schedule
AU000000WGX6
WESTGOLD RESOURCES LTD
19-Jul-2024
Type of agreement
Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as
agent ("lender")
Transfer date
Holder of voting
rights
Settlement Date
09-Jul-2024
11-Jul-2024
18-Jul-2024
Borrower
Are there any
restriction on voting Yes
rights
If yes, detail
The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between
the parties.
Scheduled return
date (if any)
None
Does the borrower
have the right to
return early?
Yes
If yes, detail
Borrower has the right to terminate a loan and redeliver all and any equivalent
securities due and outstanding to the lender in accordance with lender's instructions
and lender shall accept such redelivery.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice
on any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered. The borrower must return the
securities not later than the expiry of such notice in accordance with the lender’s
instructions.
Will the securities
be returned on
settlement?
Yes
If yes, detail any
exceptions
No exceptions
Statement
If requested by the company to whom the prescribed form must be given, or if
requested by ASIC, a copy of the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial
shareholding notice filed with ASX.
Date:
Comp
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