Change in substantial holding
Released
Released
Announcement PDF
604 Page 1 07-Aug-2024
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
WESTGOLD RESOURCES LIMITED
ACN/ARSN
009 260 306
1. Details of substantial holder (1)
State Street Corporation and subsidiaries named in paragraph 6 to this form
Name
ACN/ARSN (if applicable)
There was a change in the interests of the
substantial holder on
05/08/2024
The previous notice was given to the company on
05/08/2024
The previous notice was dated
01/08/2024
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Present notice
Previous notice
Class of securities (4)
Person’s votes
57,017,904
Ordinary
Voting power (5)
Person’s votes
12.02%
Voting power (5)
65,864,972
6.98%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the
substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose
relevant interest
changed
Consideration
given in relation
to change (7)
Nature of
change (6)
Class and
number of
securities
affected
Person's votes
affected
Annexure A, B & C
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
STATE STREET GLOBAL
ADVISORS EUROPE
LIMITED
State Street Bank
n/a
and Trust Co
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
77,444
Ordinary
77,444
STATE STREET GLOBAL
ADVISORS EUROPE
LIMITED
Bank of New York
Mellon
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
108,100
Ordinary
108,100
STATE STREET GLOBAL
ADVISORS EUROPE
LIMITED
Citibank NA
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
146,510
Ordinary
146,510
For Lent securities:Relevant interest
under section 608(8A) being the holder
THE REGENTS OF
THE REGENTS OF
of securities subject to an obligation
STATE STREET BANK AND THE UNIVERSITY OF THE UNIVERSITY OF
to return under a securities lending
TRUST COMPANY
CALIFORNIA
CALIFORNIA
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
261,652
Ordinary
261,652
For Lent securities:Relevant interest
under section 608(8A) being the holder
AWARE SUPER PTY
AWARE SUPER PTY
of securities subject to an obligation
STATE STREET BANK AND LTD AS TRUSTEE OF LTD AS TRUSTEE OF
to return under a securities lending
TRUST COMPANY
THE AWARE SUPER
THE AWARE SUPER
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
3,000,000
Ordinary
3,000,000
15,937
Ordinary
15,937
STATE STREET BANK AND SEA1
TRUST COMPANY
SEA1
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
604 Page 2 07-Aug-2024
SPROTT ASSET
MANAGEMENT LP
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
341,778
Ordinary
341,778
VANECK ETF FUNDS
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
32,207,616
Ordinary
32,207,616
STATE STREET BANK AND
TIAA - CREF
TRUST COMPANY
TIAA - CREF
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
337,741
Ordinary
337,741
POLICE AND
STATE STREET BANK AND FIREMENS
RETIREMENT SYSTEM
TRUST COMPANY
OF NEW JERSEY
For Lent securities:Relevant interest
under section 608(8A) being the holder
POLICE AND
of securities subject to an obligation
FIREMENS
to return under a securities lending
RETIREMENT SYSTEM
agreement.State Street Bank and Trust
OF NEW JERSEY
Company has lent the securities and
retains a relevant interest
96,312
Ordinary
96,312
ARROWSTREET
CAPITAL ESG
STATE STREET BANK AND
GLOBAL EQUITY
TRUST COMPANY
LONG SHORT FUND
LIMITED
For memo pledge securities:Relevant
STATE STREET BANK interest under section 608(8) being the
AND TRUST COMPANY right, as lender, to dispose of shares
pledged to secure a securities loan
208,596
Ordinary
208,596
Arrowstreet
STATE STREET BANK AND
Capital Copley
TRUST COMPANY
Fund Limited
For memo pledge securities:Relevant
STATE STREET BANK interest under section 608(8) being the
AND TRUST COMPANY right, as lender, to dispose of shares
pledged to secure a securities loan
347,425
Ordinary
347,425
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
16,470
Ordinary
16,470
65,971
Ordinary
65,971
753,641
Ordinary
753,641
19,103
Ordinary
19,103
65,485
Ordinary
65,485
7,600
Ordinary
7,600
For Lent securities:Relevant interest
under section 608(8A) being the holder
INTERNATIONAL
INTERNATIONAL
of securities subject to an obligation
STATE STREET BANK AND BUSINESS MACHINES
BUSINESS MACHINES to return under a securities lending
TRUST COMPANY
CORPORATION
CORPORATION
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
78,788
Ordinary
78,788
AMERICAN CENTURY
STATE STREET BANK AND
INVESTMENT
TRUST COMPANY
MANAGEMENT, INC.
AMERICAN CENTURY
INVESTMENT
MANAGEMENT, INC.
6,797,775
Ordinary
6,797,775
MERCER GLOBAL
INVESTMENTS
STATE STREET BANK AND
MANAGEMENT
TRUST COMPANY
LIMITED - MERCER
QIF FUND PLC
MERCER GLOBAL
INVESTMENTS
MANAGEMENT
LIMITED - MERCER
QIF FUND PLC
139,658
Ordinary
139,658
STATE STREET BANK AND SPROTT ASSET
MANAGEMENT LP
TRUST COMPANY
STATE STREET BANK AND VANECK ETF FUNDS
TRUST COMPANY
STATE STREET BANK AND WISDOMTREE TRUST
TRUST COMPANY
STATE STREET BANK AND SSGA SPDR ETFS
EUROPE II PLC
TRUST COMPANY
WISDOMTREE TRUST
SSGA SPDR ETFS
EUROPE II PLC
STATE STREET BANK AND SSGA
TRUST COMPANY
SSGA
MERCER GLOBAL
INVESTMENTS
STATE STREET BANK AND
MANAGEMENT
TRUST COMPANY
LIMITED - MERCER
UCITS CCF
MERCER GLOBAL
INVESTMENTS
MANAGEMENT
LIMITED - MERCER
UCITS CCF
STATE STREET BANK AND INTERNATIONAL
PAPER CO
TRUST COMPANY
STATE STREET BANK AND SSGA SPDR ETFS
EUROPE I PLC
TRUST COMPANY
INTERNATIONAL
PAPER CO
SSGA SPDR ETFS
EUROPE I PLC
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
604 Page 3 07-Aug-2024
STATE STREET BANK AND MONTANA BOARD OF
INVESTMENTS
TRUST COMPANY
STATE STREET BANK AND SSGA FUNDS
TRUST COMPANY
STATE STREET BANK AND CONFIDENTIAL
CLIENT N
TRUST COMPANY
STATE STREET BANK AND DIMENSIONAL FUND
ADVISORS
TRUST COMPANY
STATE STREET BANK AND WA STATE
INVESTMENT BOARD
TRUST COMPANY
MONTANA BOARD OF
INVESTMENTS
SSGA FUNDS
CONFIDENTIAL
CLIENT N
DIMENSIONAL FUND
ADVISORS
WA STATE
INVESTMENT BOARD
STATE STREET BANK AND SSGA SPDR INDEX
SHARE FUNDS
TRUST COMPANY
SSGA SPDR INDEX
SHARE FUNDS
MANULIFE
STATE STREET BANK AND INVESTMENT
MANAGEMENT
TRUST COMPANY
LIMITED
MANULIFE
INVESTMENT
MANAGEMENT
LIMITED
NEW JERSEY
STATE STREET BANK AND
DIVISION OF
TRUST COMPANY
INVESTMENT
NEW JERSEY
DIVISION OF
INVESTMENT
STATE STREET BANK AND
CALSTRS
TRUST COMPANY
CALSTRS
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
57,439
Ordinary
57,439
87,464
Ordinary
87,464
669,088
Ordinary
669,088
1,023,039
Ordinary
1,023,039
162,132
Ordinary
162,132
197,105
Ordinary
197,105
44,284
Ordinary
44,284
165,766
Ordinary
165,766
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
763,742
Ordinary
763,742
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
For Lent securities:Relevant interest
under section 608(8A) being the holder
of securities subject to an obligation
to return under a securities lending
agreement.State Street Bank and Trust
Company has lent the securities and
retains a relevant interest
STATE STREET GLOBAL
ADVISORS TRUST
COMPANY
State Street Bank
n/a
and Trust Co
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
2,831,344
Ordinary
2,831,344
STATE STREET GLOBAL
ADVISORS TRUST
COMPANY
Bank of New York
Mellon
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
125,252
Ordinary
125,252
STATE STREET GLOBAL
ADVISORS TRUST
COMPANY
Northern Trust
Company
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
34,811
Ordinary
34,811
SSGA FUNDS
MANAGEMENT, INC.
State Street Bank
n/a
and Trust Co
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
316,189
Ordinary
316,189
STATE STREET GLOBAL
ADVISORS LIMITED
Northern Trust
Company
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
2,838
Ordinary
2,838
STATE STREET GLOBAL
ADVISORS, AUSTRALIA,
LIMITED
JPMorgan AG
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
39,025
Ordinary
39,025
STATE STREET GLOBAL
ADVISORS, AUSTRALIA,
LIMITED
State Street Bank
n/a
and Trust Co
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
12,423,734
Ordinary
12,423,734
STATE STREET GLOBAL
ADVISORS, AUSTRALIA,
LIMITED
Citibank NA
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
162,670
Ordinary
162,670
604 Page 4 07-Aug-2024
STATE STREET GLOBAL
ADVISORS, AUSTRALIA,
LIMITED
Northern Trust
Company
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
1,616,972
Ordinary
1,616,972
STATE STREET GLOBAL
ADVISORS, AUSTRALIA,
LIMITED
National
Australian Bank
LTD
n/a
Power to control the exercise of a right
to vote attached to securities and/or
the power to dispose of securities as
investment manager or trustee
48,476
Ordinary
48,476
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting
interests in the company or scheme are as follows:
Nature of association
Name and ACN/ARSN (if applicable)
STATE STREET BANK AND TRUST COMPANY
Subsidiary of State Street Corporation
STATE STREET GLOBAL ADVISORS EUROPE LIMITED
Subsidiary of State Street Corporation
SSGA FUNDS MANAGEMENT, INC.
Subsidiary of State Street Corporation
STATE STREET GLOBAL ADVISORS TRUST COMPANY
Subsidiary of State Street Corporation
STATE STREET GLOBAL ADVISORS LIMITED
Subsidiary of State Street Corporation
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
Subsidiary of State Street Corporation
6. Addresses
The addresses of persons named in this form are as follows:
Address
Name
STATE STREET BANK AND TRUST COMPANY
ONE CONGRESS STREET, SUITE 1,
STATE STREET GLOBAL ADVISORS EUROPE LIMITED
78 SIR JOHN ROGERSON’S QUAY, DUBLIN 2, IRELAND
SSGA FUNDS MANAGEMENT, INC.
CHANNEL
STATE STREET GLOBAL ADVISORS TRUST COMPANY
1 IRON STREET, BOSTON MA 02210, UNITED STATES
STATE STREET GLOBAL ADVISORS LIMITED
20
STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED
LEVEL 15, 420 GEORGE STREET, SYDNEY NSW 2000, AUSTRALIA
BOSTON MA 02114, UNITED STATES
CENTER, 1 IRON STREET, BOSTON MA 02210, UNITED STATES
CHURCHILL PLACE, LONDON, ENGLAND, E14 5HJ, UNITED KINGDOM
Signature
print name
Alok Maheshwary
sign here
(1)
capacity
Authorised signatory
date
07/08/2024
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an
equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to
throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the
form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6)
Include details of:
(a)
(b)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any
document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or
arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to
which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom`e
entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be
included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom
the relevant interest was acquired.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
604 Page 5 07-Aug-2024
Annexure A
This is annexure A referred to in Form 604, Notice of change of interest of substantial holder
Alok Maheshwary
Authorised signatory
Dated the 07/08/2024
Consideration
given in relation
to change
Person's votes
affected
Date of change
Person whose relevant interest changed
Nature of change
02/08/2024
STATE STREET GLOBAL ADVISORS,
AUSTRALIA, LIMITED
Transfer in
2.81
766,284
Ordinary
766,284
02/08/2024
STATE STREET GLOBAL ADVISORS TRUST
COMPANY
Transfer in
2.73
156,432
Ordinary
156,432
05/08/2024
STATE STREET GLOBAL ADVISORS TRUST
COMPANY
Transfer in
2.77
135,491
Ordinary
135,491
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Collateral received
n/a
-11,139
Ordinary
-11,139
02/08/2024
STATE STREET BANK AND TRUST COMPANY
Collateral received
n/a
1,690,000
Ordinary
1,690,000
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Collateral received
n/a
-1,690,000
Ordinary
-1,690,000
02/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
999,799
Ordinary
999,799
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
2,000,000
Ordinary
2,000,000
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
1,060,342
Ordinary
1,060,342
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
1,500,000
Ordinary
1,500,000
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
1,500,000
Ordinary
1,500,000
02/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
9,323
Ordinary
9,323
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
139,658
Ordinary
139,658
02/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
201
Ordinary
201
02/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
7,528
Ordinary
7,528
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
65,239
Ordinary
65,239
02/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
583,149
Ordinary
583,149
05/08/2024
STATE STREET BANK AND TRUST COMPANY
Lend - for stock lend
n/a
-65,239
Ordinary
-65,239
Class and number of securities affected
604 Page 6 07-Aug-2024
Annexure B
This is annexure B referred to in Form 604, Notice of change of interest of substantial holder
Alok Maheshwary
Authorised signatory
Dated the 07/08/2024
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if
requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to
below to the company, responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as lender of the securities under securities
lending authorisation agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has lent the securities and retains relevant
interest as per Part B of this Annexure.)
Type of agreement:
Parties to agreement:
Holder of voting rights
Are there any restrictions on voting rights?
If yes, in what detail?
Securities Lending Authorisation Agreement/ Global Master Securities Lending
Agreement/ Securities Loan Agreement.
A pro forma copy of the agreement will be given if requested by the ASIC or the
company or responsible entity to whom the prescribed report is given.
(1) State Street Bank and Trust Company
(2) Counterparty / entities details to be shared, as and when requested.
BORROWER
(1) No
(2) Yes. (Borrower has the right to vote, but may on-lend securities)
(1) Only if instructed to by the borrower
(2) As determined by the owner of the securities
Date on which the securities were (or are) expected to be delivered to the borrower
or its nominee (ie borrow date):
The dates on which the securities were delivered by State Street Bank and Trust
Company as borrower are set out in Annexure A to this notice
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date)
No scheduled return date
Does the borrower have the right to return the securities early? [Yes/No]
If yes, in which circumstances?
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
If yes, in which circumstances?
No scheduled return date. Borrower can return securities or equivalent securities at
any time subject to giving notice
Borrower can return securities or equivalent securities at any time subject to giving
notice
No scheduled return date. Lender can require return of securities or equivalent
securities at any time subject to giving notice
Lender can require return of securities or equivalent securities at any time subject
to giving notice
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
No
If yes, in which circumstances?
n/a
Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires a relevant interest in securities through taking a security interest
(“title transfer”) over the securities as collateral to secure a securities loan. (See Part A of this Annexure for securities loan details.)
Type of agreement:
Parties to agreement:
Holder of voting rights
Are there any restrictions on voting rights?
If yes, in what detail?
Date on which the securities were (or are) expected to be delivered to the borrower
or its nominee (ie borrow date):
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date)
Does the borrower have the right to return the securities early? [Yes/No]
If yes, in which circumstances?
Global Master Securities Lending Agreement
Securities Lending Authorisation Agreement
If requested, a pro forma copy of the agreement will be given to the ASIC or the
company or responsible entity to whom the prescribed report was given.
(1) State Street Bank and Trust Company
(2) Counterparty / entities details to be shared, as and when requested.
LENDER
(1) Yes, but only if the borrower defaults and ownership is enforce;
(2) Yes
(1) Only if the borrower defaults and ownership is enforced;
The dates on which the securities were transferred, as indicated in Annexure A to
this notice
No scheduled return date. Securities collateral is returned on termination of related
securities loan
At any time subject to returning the borrowed securities or equivalent securities or
providing alternative collateral
At any time subject to returning the borrowed securities or equivalent securities or
providing alternative collateral
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
No, assuming the borrower returns the borrowed securities or equivalent securities
If yes, in which circumstances?
n/a (lender must return securities collateral if the borrower returns the borrowed
securities or equivalent securities)
604 Page 7 07-Aug-2024
Annexure C
This is annexure C referred to in Form 604, Notice of change of interest of substantial holder
Alok Maheshwary
Authorised signatory
Dated the 07/08/2024
State Street Bank and Trust Company will, if requested by the company or responsible entity to whom this form must be given under the Corporations Act 2001 (Cth) or if
requested by the Australian Securities and Investment Commission (ASIC), provide a copy of the master securities lending agreement/s and security agreement/s referred to
below to the company, responsible entity or ASIC.
Part A: For relevant interests arising out of lending securities - State Street Bank and Trust Company acquires relevant interest as borrower of the securities under securities
lending agreement, subject to obligation to return under the agreement. (State Street Bank and Trust Company has on-lent the securities and retains relevant interest as per
Part A of this Annexure.)
Type of agreement:
Parties to agreement:
Holder of voting rights
Are there any restrictions on voting rights?
If yes, in what detail?
Global Master Securities Lending Agreement/Master Securities Loan
Agreement/Securities Loan Agreement.
If requested, a pro forma copy of the agreement will be given to the ASIC or the
company or responsible entity to whom the prescribed report was given.
(1) State Street Bank and Trust Company
(2) Counterparty / entities details to be shared, as and when requested.
BORROWER
(1) Yes (if the borrower is the registered holder. However the securities are on-lent
by the borrower as per Part B of this Annexure)
(2) No, not during term of securities loan
(1) Only if the borrower is the registered holder. However the securities are on-lent
by the borrower as per Part B of this Annexure
(2) n/a
Date on which the securities were (or are) expected to be delivered to the borrower
or its nominee (ie borrow date):
The dates on which the securities were delivered to State Street Bank and Trust
Company as borrower are set out in Annexure A to this notice
Scheduled date (if any) when the securities are expected to be returned to the
lender or its nominee (ie return date)
No scheduled return date
Does the borrower have the right to return the securities early? [Yes/No]
If yes, in which circumstances?
Does the lender have the right to recall the securities early (ie before the
scheduled return date)? [Yes/No]
If yes, in which circumstances?
Are there circumstances in which the borrower will not be required to return the
securities on settlement? [Yes/No]
If yes, in which circumstances?
No scheduled return date. Borrower can return securities or equivalent securities at
any time subject to giving notice
Borrower can return securities or equivalent securities at any time subject to giving
notice
No scheduled return date. Lender can require return of securities or equivalent
securities at any time subject to giving notice
Lender can require return of securities or equivalent securities at any time subject
to giving notice
No
n/a
Part B: For relevant interests arising out of lending securities - State Street Bank and Trust Company lends the securities under securities lending agreement,
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