Ceasing to be a substantial holder
605
Page 1 of 3
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme
WESTGOLD RESOURCES LTD
ACN/ARSN/ABN
60 009 260 306
1. Details of substantial holder (1)
Name
JPMorgan Chase & Co. and its affiliates
ACN/ARSN (if applicable)
2.
NA
The holder ceased to be a substantial holder on
20/August/2024
The previous notice was given to the company on
08/August/2024
The previous notice was dated
06/August/2024
Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of
change
Person whose relevant
interest changed
See
Appendix
See
Appendix
See
Appendix
See
Appendix
See
Appendix
See
Appendix
Nature of change (4)
Consideration given
in relation to change
(5)
Class (6) and
number of
securities affected
Person's
votes
affected
See Appendix
12,015,423
(Ordinary)
12,015,423
(Ordinary)
JPMORGAN CHASE BANK,
N.A.
Securities on Loan as Agent Lender
J.P. MORGAN
SECURITIES PLC
Holder of securities subject to an obligation to return
under a securities lending agreement
See Appendix
3,410,965
(Ordinary)
3,410,965
(Ordinary)
J.P. MORGAN
SECURITIES PLC
Purchase and sales of securities in its capacity as
Principal/Proprietary
See Appendix
25,798
(Ordinary)
25,798
(Ordinary)
J.P. MORGAN
SECURITIES LLC
Purchase and sales of securities in its capacity as
Principal/Proprietary
See Appendix
16,647,450
(Ordinary)
16,647,450
(Ordinary)
J.P. MORGAN
SECURITIES LLC
Rehypothecation of client securities under a Prime
See Appendix
2,007,282
(Ordinary)
2,007,282
(Ordinary)
J.P. MORGAN
SECURITIES AUSTRALIA
LIMITED
Purchase and sales of securities in its capacity as
See Appendix
3,657,616
(Ordinary)
3,657,616
(Ordinary)
Brokerage Agreement
Principal/Proprietary
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the
relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
substantial holder in
Nature of association
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES PLC
Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A.
Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.
Subsidiary of JPMorgan Chase & Co.
605
Page 2 of 3
4. Addresses
The addresses of persons named in this form are as follows:
Name
Address
JPMorgan Chase & Co.
383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NSW 2000, Australia
J.P. MORGAN SECURITIES LLC
383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC
25 Bank Street, Canary Wharf, London, E14 5JP, England
JPMORGAN CHASE BANK, N.A.
1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
Signature
Print name
Sign here
Lokesh Kumar
Capacity
Date
Compliance Officer
22/August/2024
605
Page 3 of 3
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they
may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly
set out in paragraph 4 of the form.
(2)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(3)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(4)
Include details of:
(a)
any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of
any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(5)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional n the happening or not of a contingency.
Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid
directly to the person from whom the relevant interest was acquired.
(6)
T he voting shares of a company constitute one class unless divided into separate classes.
(7)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
TRADES FOR RELEVANT PERIOD
Transaction Date
Balance at start of relevant period
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
7-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
8-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
9-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
12-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
13-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
14-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
15-Aug-24
16-Aug-24
16-Aug-24
Entity
Product Type
Type of Transaction
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Sell
Sell
Sell
Sell
Buy
Sell
Sell
Sell
Borrow Return
Borrow Return
Borrow
Borrow Return
Borrow Return
Borrow
Borrow
Borrow
Borrow Return
Buy
Buy
Sell
Sell
Sell
Buy
Sell
Sell
Sell
Sell
Borrow
Borrow
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Sell
Buy
Sell
Sell
Sell
Borrow Return
Borrow Return
Buy
Buy
Buy
Sell
Sell
Sell
Buy
Sell
Buy
Sell
Sell
Buy
Borrow Return
Borrow Return
Buy
Buy
Sell
Sell
Buy
Buy
Buy
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Sell
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow
Borrow
Borrow
Borrow Return
Borrow
Buy
Borrow
Borrow Return
Sell
Buy
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Sell
Sell
Sell
Sell
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Sell
Buy
Sell
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Buy
Buy
Sell
Sell
Borrow Return
Buy
Buy
Sell
Buy
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Borrow
Borrow
Borrow
Buy
Buy
Quantity
70,382,015
(32,542)
(25,743)
(210)
(126,824)
61
(61)
(9,031)
(91,270)
(165,118)
(2,834,882)
3,749
(747,940)
(1,376,380)
165,118
874,077
645,634
(31,885)
1,200,000
130
(48,639)
(279)
(105,168)
35,973
(14,432)
(1,725)
(2,563)
(20,295)
7,409
70,000
(77,409)
(521,000)
(389,284)
(27)
(345,336)
1,200,000
(3,359)
(3,177,014)
(580,520)
(1,277)
(5,206)
12,125
4,575
8,968
(24,200)
(23)
(84,540)
10,930
(150)
198
(198)
(5,422)
3,177,014
(4,079)
(835,687)
1,200,000
500,000
(97,254)
(4,972)
110,387
12,486
2,931
65,266
184,155
68,757
2,659
2,294
(127)
(752)
(48)
(39,399)
(75,032)
(2,000,000)
(8)
(35)
(1,200,000)
(90,000)
(8)
4,795
1,371
25,850
(32,734)
110,000
1,000,000
460,601
(460,601)
(37,054)
171,128
3,073
238,848
167
22,736
130,000
(24,446)
(156,534)
(79,012)
(108,549)
(2,028)
(7)
(20,650)
(165,118)
(874,077)
(3,373,303)
(190,896)
1,000,000
(270)
150,377
12,996
9,410
2,752
115,260
(19,149)
(2,981)
1,000
43,567
(5,100)
(11,727)
(4,795)
877,721
6,108
(7,119)
26
59,578
7,658
16,718
4,417
45,909
(3,233)
(1,563)
106,917
1,843
50,000
877,720
117,600
Appendix
Consideration
Price (AUD)
2.82
2.82
2.81
2.82
2.82
2.91
2.81
2.81
2.39
2.66
2.67
2.68
2.67
2.66
2.68
2.69
2.68
2.68
2.66
2.40
2.39
2.40
2.40
2.68
2.67
2.67
2.68
2.68
2.68
2.70
2.70
2.67
2.66
2.70
2.66
2.57
2.60
2.94
2.90
2.91
2.99
2.92
2.75
2.92
2.90
2.90
2.80
2.73
2.94
2.93
2.57
2.87
2.91
2.91
2.89
3.02
2.89
2.91
2.98
2.88
2.89
2.93
3.00
2.98
2.88
2.58
2.89
2.91
2.90
2.90
2.93
2.90
2.88
2.90
2.89
2.90
2.90
2.90
2.58
2.87
2.86
2.86
2.86
2.85
2.85
2.85
2.86
2.86
2.86
2.70
2.64
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
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$
$
$
$
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$
$
$
$
$
$
$
91,787.77
72,551.99
590.56
357,850.15
172.02
177.51
25,379.59
256,791.70
2,868,000.00
345.80
130,073.33
747.46
280,756.60
95,858.44
38,729.66
4,637.12
6,867.64
54,367.93
918,593.76
2,880,000.00
8,028.01
7,624,833.60
1,393,248.00
32,437.89
12,238.02
23,987.67
64,829.04
61.69
226,183.73
29,461.15
405.00
527.80
526.68
14,619.27
8,447,680.23
3,084,000.00
1,298,050.00
286,012.25
14,443.40
321,770.49
37,274.46
8,570.54
179,481.50
537,565.02
199,085.89
7,712.06
6,423.20
346.71
2,210.06
140.58
2,570,000.00
106,424.39
497,333.22
8,934.75
690,373.42
503.56
65,717.45
378,049.36
72,849.08
450,817.92
228,425.98
318,001.57
6,086.39
20.86
549,780.48
2,580,000.00
780.52
437,250.30
37,655.91
27,286.95
8,050.15
334,580.19
55,149.12
8,640.46
2,890.00
126,383.86
14,787.00
33,989.43
2,264,520.18
17,529.96
20,347.36
74.31
170,284.95
21,835.26
47,687.79
12,566.37
131,307.87
9,248.33
4,467.11
2,369,844.00
310,840.32
1/2
TRADES FOR RELEVANT PERIOD
16-Aug-24
16-Aug-24
16-Aug-24
16-Aug-24
16-Aug-24
16-Aug-24
16-Aug-24
16-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
19-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
20-Aug-24
Balance at end of relevant period
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMORGAN CHASE BANK, N.A.
JPMORGAN CHASE BANK, N.A.
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Equity
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Borrow
Borrow
Borrow Return
Sell
Buy
Sell
Buy
Buy
Buy
Buy
Buy
Sell
Buy
Sell
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
Borrow Return
On-Lend
Sell
Sell
Sell
Sell
Buy
Buy
Buy
Buy
Buy
Sell
Sell
Buy
Sell
Borrow Return
Borrow Return
7,842
61,177
56,098
15,959
50,942
(23,662)
(85)
150,000
39,399
(39,399)
(11,752)
4,294
(143)
122,777
25,183
10,402
75,034
3,923
(38,635)
8
(61,090)
(101,276)
(1,000)
(221,374)
(38,011)
(39,534)
(326,203)
(1,567)
(2,000,000)
2,007,282
(13,504,157)
(7,355,441)
(16,216)
(351)
51,336
32,565
99,959
290
222,470
(31)
(54,045)
1,593
(1,593)
(420)
(48,433)
43,998,873
2.92
2.94
2.93
2.93
2.92
2.92
2.94
3.01
3.04
3.01
3.01
3.07
3.02
3.02
3.05
2.95
3.02
3.01
2.68
2.68
3.00
3.01
3.00
3.01
3.01
3.01
3.01
2.99
3.01
3.01
3.00
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Appendix
22,918.46
180,141.30
164,266.16
46,812.85
148,599.29
69,010.84
249.81
35,402.03
13,032.29
430.85
369,250.35
77,334.47
31,373.47
226,392.66
11,963.43
113,973.25
24.16
183,874.18
36,191,140.76
19,712,581.88
48,713.11
1,054.84
154,040.34
98,102.06
300,457.76
871.51
669,263.84
92.69
162,552.50
4,797.09
4,779.00
-
2/2
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Aug-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
AU000000WGX6
Date of change of
relevant interests:
Schedule
20-Aug-2024
Type of agreement
Overseas Securities Lending Agreement (“OSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Barclays Capital Securities Limited
( “Borrower”)
Settlement date
16-Aug-2024
Transfer date
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Scheduled return
date (if any)
Does the borrower
have the right to
return early?
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to
notify the borrower of its instructions in writing no later than 7 business days prior to the date upon
which such votes are exercisable or as otherwise agreed between the parties. This undertaking is set
out in clause 4(B)(vi) of the standard form OSLA.
None
Yes
If yes, detail
Borrower has right to return all and any equivalent securities early at any time in accordance with the
lender’s instructions.
Does the lender
have the right to
recall early?
Yes
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice on any business
day of not less than the standard settlement time for such equivalent securities on the exchange or in
the clearing organisation through which the relevant borrowed securities were originally delivered (and
where there is a difference between the settlement time for sales and purchases on the relevant
exchange or clearing organisation, the standard settlement time shall be the shorter of the two times).
The borrower must return the securities not later than the expiry of such notice in accordance with the
lender’s instructions.
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a
copy of the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Aug-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
AU000000WGX6
Date of change of
relevant
20-Aug-2024
interests:
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and BNP Paribas Financial Markets (Borrower)
Transfer date
Settlement Date
11-Jul-2024
22-Jul-2024
24-Jul-2024
26-Jul-2024
09-Aug-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to
Yes
recall early?
If yes, detail
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Aug-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
AU000000WGX6
Date of change of
relevant
20-Aug-2024
interests:
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Macquarie Bank Limited(Borrower)
Transfer date
Settlement Date
26-Jul-2024
07-Aug-2024
08-Aug-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 4.3 of the
standard form AMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to
Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender’s instructions.
Does the lender
have the right to
Yes
recall early?
If yes, detail
Will the securities
be returned on
settlement?
If yes, detail any
exceptions
Statement
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender’s instructions.
Yes
No exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Aug-2024
Company’s name: WESTGOLD RESOURCES LTD
ISIN:
AU000000WGX6
Date of change
of relevant
interests:
20-Aug-2024
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and Merrill Lynch International(Borrower)
Transfer date
Settlement Date
12-Aug-2024
16-Aug-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the
standard form GMSLA.
Scheduled return
None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has right to return all and any equivalent securities early at any time in accordance with the
If yes, detail
lender's instructions.
Does the lender
have the right to Yes
recall early?
If yes, detail
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing
organisation through which the relevant borrowed securities were originally delivered (and where there is a
difference between the settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return
the securities not later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
Yes
settlement?
If yes, detail any
No exceptions
exceptions
If requested by the company to whom the prescribed form must be given, or if requested by ASIC, a copy of
Statement
the agreement will be given to that company or ASIC.
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial
shareholding notice filed with ASX.
Date:
22-Aug-2024
Company’s name:
WESTGOLD RESOURCES LTD
ISIN:
AU000000WGX6
Date of change of
20-Aug-2024
relevant interests:
Schedule
Type of agreement Australian Master Securities Lending Agreement (“AMSLA”)
Parties to
agreement
JPMorgan Chase Bank, N.A. (acting as agent) (“lender”) and UBS Securities Australia Ltd (Borrower)
Transfer date
Settlement Date
24-Jul-2024
29-Jul-2024
30-Jul-2024
07-Aug-2024
08-Aug-2024
14-Aug-2024
Holder of voting
rights
Are there any
restriction on
voting rights
If yes, detail
Borrower
Yes
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in
accordance with the instructions of the lender, provided that the lender uses its best endeavors
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