Ceasing to be a substantial holder from MUFG
Form 605
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
Westgold Resources Limited
ACN/ARSN:
009 260 306
1. Details of substantial holder
Name:
Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on:
23 December 2024
The previous notice was given to the company on:
27 December 2024
The previous notice was dated:
27 December 2024
The holder became aware on:
25 December 2024
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change
Consideration given in
relation to change
Class and
number of
securities affected
See annexure A to
this notice
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
4. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Mitsubishi UFJ Financial Group, Inc.
1-4-5, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
5. Signature
Dated 27 December 2024
Authorised signatory
Page 1
Person's votes
affected
Annexure A
This is annexure A of 5 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 27 December 2024
Authorised signatory
Date of change
Dated 27 December 2024
Person whose relevant interest
changed
Consideration given in
relation to change
Nature of change
Class and number of securities
affected
Person's votes
affected
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,683.88
916 Fully Paid ordinary shares
916
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
652.63
227 Fully Paid ordinary shares
227
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11,773.45
3,991 Fully Paid ordinary shares
3,991
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
302.40
105 Fully Paid ordinary shares
105
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
38,825.28
13,481 Fully Paid ordinary shares
13,481
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
22,058.82
7,503 Fully Paid ordinary shares
7,503
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
65,872.00
22,912 Fully Paid ordinary shares
22,912
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
67,610.94
23,234 Fully Paid ordinary shares
23,234
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
13,127.38
4,574 Fully Paid ordinary shares
4,574
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,535.90
1,213 Fully Paid ordinary shares
1,213
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
477.59
163 Fully Paid ordinary shares
163
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
29,677.97
10,129 Fully Paid ordinary shares
10,129
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,837.99
2,362 Fully Paid ordinary shares
2,362
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,861.93
1,334 Fully Paid ordinary shares
1,334
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
23,059.40 (CAD)
8,770 Fully Paid ordinary shares
8,770
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
257.00 (CAD)
100 Fully Paid ordinary shares
100
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
52,345.13
18,207 Fully Paid ordinary shares
18,207
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,260.68
431 Fully Paid ordinary shares
431
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
10,829.23
3,715 Fully Paid ordinary shares
3,715
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,936.65
7,295 Fully Paid ordinary shares
7,295
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
178,023.23
62,029 Fully Paid ordinary shares
62,029
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
291,198.81
101,463 Fully Paid ordinary shares
101,463
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
23,991.66
8,316 Fully Paid ordinary shares
8,316
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
82,681.22
28,659 Fully Paid ordinary shares
28,659
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,551.68
886 Fully Paid ordinary shares
886
Page 2
Annexure A
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
17,493.30
5,940 Fully Paid ordinary shares
5,940
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,008.90
342 Fully Paid ordinary shares
342
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,101.45
2,765 Fully Paid ordinary shares
2,765
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
13,604.18
4,651 Fully Paid ordinary shares
4,651
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,676.66
1,588 Fully Paid ordinary shares
1,588
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
595.81
203 Fully Paid ordinary shares
203
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,181.70
404 Fully Paid ordinary shares
404
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
98,242.97
34,231 Fully Paid ordinary shares
34,231
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,170.70
1,084 Fully Paid ordinary shares
1,084
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
29,200.08
10,192 Fully Paid ordinary shares
10,192
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
360.63
125 Fully Paid ordinary shares
125
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,830.62
988 Fully Paid ordinary shares
988
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,281.84
436 Fully Paid ordinary shares
436
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
119,165.88
41,449 Fully Paid ordinary shares
41,449
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,700.00 (CAD)
1,400 Fully Paid ordinary shares
1,400
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,386.16
813 Fully Paid ordinary shares
813
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,195.39
2,129 Fully Paid ordinary shares
2,129
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,190.04
2,514 Fully Paid ordinary shares
2,514
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
14,423.88
5,017 Fully Paid ordinary shares
5,017
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,990.00
3,100 Fully Paid ordinary shares
3,100
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
186,334.75
64,925 Fully Paid ordinary shares
64,925
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
42,734.00
14,864 Fully Paid ordinary shares
14,864
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,553.00
2,600 Fully Paid ordinary shares
2,600
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,442.85
2,523 Fully Paid ordinary shares
2,523
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,032.80
2,384 Fully Paid ordinary shares
2,384
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,724.21
1,282 Fully Paid ordinary shares
1,282
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
278.39
97 Fully Paid ordinary shares
97
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
32,421.63
11,238 Fully Paid ordinary shares
11,238
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,547.29
1,219 Fully Paid ordinary shares
1,219
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,279.38
1,125 Fully Paid ordinary shares
1,125
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,930.00
1,000 Fully Paid ordinary shares
1,000
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,238.40
1,459 Fully Paid ordinary shares
1,459
Page 3
Annexure A
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
703.72
241 Fully Paid ordinary shares
241
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,554.29
1,211 Fully Paid ordinary shares
1,211
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
25,205.78
8,588 Fully Paid ordinary shares
8,588
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,026.38
357 Fully Paid ordinary shares
357
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
689.13
234 Fully Paid ordinary shares
234
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
53,195.45
18,535 Fully Paid ordinary shares
18,535
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
18,042.79
6,254 Fully Paid ordinary shares
6,254
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11,684.25
4,050 Fully Paid ordinary shares
4,050
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,491.00
1,900 Fully Paid ordinary shares
1,900
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8,599.25
2,950 Fully Paid ordinary shares
2,950
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
177.51
61 Fully Paid ordinary shares
61
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,612.28
555 Fully Paid ordinary shares
555
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
164.64
56 Fully Paid ordinary shares
56
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9,872.80
3,440 Fully Paid ordinary shares
3,440
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
35,983.04
12,177 Fully Paid ordinary shares
12,177
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
28,321.02
9,633 Fully Paid ordinary shares
9,633
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
6,497.40
2,210 Fully Paid ordinary shares
2,210
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
15,868.13
5,425 Fully Paid ordinary shares
5,425
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
20,865.80
7,283 Fully Paid ordinary shares
7,283
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
235,119.01
81,923 Fully Paid ordinary shares
81,923
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,519.32
523 Fully Paid ordinary shares
523
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,805.50
1,290 Fully Paid ordinary shares
1,290
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,394.91
1,534 Fully Paid ordinary shares
1,534
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,411.20
490 Fully Paid ordinary shares
490
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
34,591.05
11,826 Fully Paid ordinary shares
11,826
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2,127.88
725 Fully Paid ordinary shares
725
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,380.03
471 Fully Paid ordinary shares
471
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,617.96
556 Fully Paid ordinary shares
556
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7,822.29
2,702 Fully Paid ordinary shares
2,702
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,255.70
433 Fully Paid ordinary shares
433
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
344,003.57
118,902 Fully Paid ordinary shares
118,902
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,036.46
1,058 Fully Paid ordinary shares
1,058
Page 4
Annexure A
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
3,822.00
1,300 Fully Paid ordinary shares
1,300
5,273.46 (CAD)
2,008 Fully Paid ordinary shares
2,008
Purchase of securities by an entity
controlled by Morgan Stanley
3,098.14
1,052 Fully Paid ordinary shares
1,052
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3,536.12
1,211 Fully Paid ordinary shares
1,211
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1,585.13
541 Fully Paid ordinary shares
541
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9,609.66
3,252 Fully Paid ordinary shares
3,252
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
16,741.79
5,783 Fully Paid ordinary shares
5,783
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
643.36
223 Fully Paid ordinary shares
223
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
24,713.57
8,611 Fully Paid ordinary shares
8,611
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
100,725.52
35,096 Fully Paid ordinary shares
35,096
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
279,225.17
97,291 Fully Paid ordinary shares
97,291
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4,254.18
1,447 Fully Paid ordinary shares
1,447
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
41,826.08
14,324 Fully Paid ordinary shares
14,324
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5,426.31
1,894 Fully Paid ordinary shares
1,894
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
513.92
176 Fully Paid ordinary shares
176
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,209.68
744 Fully Paid ordinary shares
744
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
19,181.43
6,362 Fully Paid ordinary shares
6,362
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
195.33
65 Fully Paid ordinary shares
65
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
13,920.00
4,640 Fully Paid ordinary shares
4,640
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
6,181.29
2,057 Fully Paid ordinary shares
2,057
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
169.68
55 Fully Paid ordinary shares
55
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4,655.69
1,534 Fully Paid ordinary shares
1,534
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,759.49
1,249 Fully Paid ordinary shares
1,249
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
281.53
94 Fully Paid ordinary shares
94
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
12,189.65
4,070 Fully Paid ordinary shares
4,070
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
518.99
171 Fully Paid ordinary shares
171
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
662.20
215 Fully Paid ordinary shares
215
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,773.09
594 Fully Paid ordinary shares
594
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,332.75
775 Fully Paid ordinary shares
775
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5,880.00
1,960 Fully Paid ordinary shares
1,960
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
141.91
46 Fully Paid ordinary shares
46
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
23,680.00
8,000 Fully Paid ordinary shares
8,000
Page 5
Annexure A
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
299.00
100 Fully Paid ordinary shares
100
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3,498.71
1,149 Fully Paid ordinary shares
1,149
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
15,378.66
5,178 Fully Paid ordinary shares
5,178
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
698.78
231 Fully Paid ordinary shares
231
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
804.31
269 Fully Paid ordinary shares
269
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
7,593.64
2,527 Fully Paid ordinary shares
2,527
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
27,886.84
9,358 Fully Paid ordinary shares
9,358
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
35,880.00
11,960 Fully Paid ordinary shares
11,960
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2,991.00
997 Fully Paid ordinary shares
997
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4,327.20
1,440 Fully Paid ordinary shares
1,440
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4,764.38
1,575 Fully Paid ordinary shares
1,575
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1,392.00
464 Fully Paid ordinary shares
464
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
205,749.72
69,276 Fully Paid ordinary shares
69,276
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
15,694.51
5,249 Fully Paid ordinary shares
5,249
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Borrowed by an entity controlled by
Morgan Stanley - see Annexure B
N/A 1,107,707 Fully Paid ordinary shares
1,107,707
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Borrow Returned by an entity controlled by
Morgan Stanley - see Annexure B
N/A
316,486 Fully Paid ordinary shares
316,486
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Collateral Returned by an entity controlled
by Morgan Stanley - see Annexure B
N/A 8,480,565 Fully Paid ordinary shares
8,480,565
23/12/2024 Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
Page 6
17,271.00
5,700 Fully Paid ordinary shares
5,700
Annexure B
This is annexure B of 3 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 27 December 2024
Authorised signatory
Dated 27 December 2024
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the
prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Customer Prime Broker Account Agreement
Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer LAZARD ASSET MANAGEMENT LLC
20241217;
Morgan Stanley
No
Scheduled Return Date (if any)
Open
Does the borrower have the right to return early?
Yes
If yes, detail Morgan Stanley may return rehypothecated shares at any time.
Does the lender have the right to recall early?
Yes
If yes, detail The customer may recall shares from Morgan Stanley at any time.
Will the securities be returned on settlement?
Yes
If yes, detail any exceptions In the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the
customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a
default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Scheduled Return Date (if any)
International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and
PERSISTENT ASSET GLOBAL SELECT FUND SPC-PERSISTENT ASSET X SEGREGATED PORTFOLIO
20241223;
Prime broker has the right to vote securities rehypothecated from the Client.
Yes/No
Open
Does the borrower have the right to return early?
Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early?
Yes/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement?
Yes/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Scheduled Return Date (if any)
International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1
CAPITAL LONG SHORT (MASTER) FUND
20241223;
Prime broker has the right to vote securities rehypothecated from the Client.
Yes/No
Open
Does the borrower have the right to return early?
Yes/No
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time.
Does the lender have the right to recall early?
Yes/No
If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.
Will the securities be returned on settlement?
Yes/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account
shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Customer Prime Broker Account Agreement
Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer CC&L Q MARKET NEUTRAL FUND
20241217;
Morgan Stanley
No
Page 7
Annexure B
Scheduled Return Date (if any)
Open
Does the borrower have the right to return early?
Yes
If yes, detail Morgan Stanley may return rehypothecated shares at any time.
Does the lender have the right to recall early?
Yes
If yes, detail The customer may recall shares from Morgan Stanley at any time.
Will the securities be returned on settlement?
Yes
If yes, d
Share your feedback
Discover