Change in substantial holding from MUFG
Released
Released
Announcement PDF
Form 604
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme:
Westgold Resources Ltd
ACN/ARSN
009 260 306
1. Details of substantial holder
Mitsubishi UFJ Financial Group, Inc.
Name
There was a change in the interests of the
substantial holder on
31 January 2024
The previous notice was given to the company on
2 February 2024
The previous notice was dated
2 February 2024
The holder became aware on
2 February 2024
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
Previous notice
Class of securities
Present notice
Person’s votes
Voting power (%)
26,281,035
Fully Paid ordinary shares
Person’s votes
5.55%
Voting power (%)
37,185,979
7.85%
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change
Consideration given in
relation to change
Class and number
of securities
affected
Person's votes
affected
Class and number
of securities
Person's votes
See annexure A to this notice
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Mitsubishi UFJ Financial
Group, Inc.
Mitsubishi UFJ Financial
Group, Inc.
Mitsubishi UFJ Financial
Group, Inc.
Mitsubishi UFJ Financial
Group, Inc.
Mitsubishi UFJ Financial
Group, Inc.
Mitsubishi UFJ Financial
Group, Inc.
Registered holder
of securities
Citibank N A Hong Kong
Citicorp Nominees Pty
Limited (Australia)
JP MORGAN CHASE
National Australian bank
Northern Trust Singapore
Unknown
Person entitled to be
registered as holder
Not applicable
Not applicable
Not applicable
Not applicable
Not applicable
Not applicable
Nature of relevant
interest
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
Relevant interest in securities that First
Sentier Investors Holdings Pty Limited
has a relevant interest in under section
608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group, Inc.
has voting power of 100% in First
Sentier Investors Holdings Pty Limited.
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Page 1
5,255,850
Fully paid
ordinary shares
5,255,850
1,266,345
Fully paid
ordinary shares
1,266,345
1,322,211
Fully paid
ordinary shares
1,322,211
1,009,943
Fully paid
ordinary shares
1,009,943
1,889,691
Fully paid
ordinary shares
1,889,691
Fully paid
ordinary shares
451,414
451,414
Form 604
Mitsubishi UFJ Financial
Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Mitsubishi UFJ Financial
Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Mitsubishi UFJ Financial
Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Mitsubishi UFJ Financial
Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Mitsubishi UFJ Financial
Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
Mitsubishi UFJ Financial
Group, Inc.
Mitsubishi UFJ Financial
Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Unknown
Not applicable
Not applicable
Not applicable
Not applicable
Not applicable
Not applicable
Not applicable
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
68,598
Fully paid
ordinary shares
68,598
19,695,089
Fully paid
ordinary shares
19,695,089
3,120
Fully paid
ordinary shares
3,120
5,816
Fully paid
ordinary shares
5,816
5,512,644
Fully paid
ordinary shares
5,512,644
227
Fully paid
ordinary shares
227
705,031
Fully paid
ordinary shares
705,031
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Not applicable
6. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Mitsubishi UFJ Financial Group, Inc.
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Signature
NOTE
1--(This note is relevant to section 2,3,4 and 5)
Dated 5 February 2024
Ryuichiro Sakuma
Authorised signatory
Page 2
AnnexureA
Annexure A
This is annexure A of 5 pages referred to in Form 604, Notice of change of interest of substantial holder dated 5 February 2024
Ryuichiro Sakuma
Authorised signatory
Date of change
Person whose relevant interest
changed
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
31/01/2024
Dated 5 February 2024
Consideration given in
relation to change
Class and number of
securities affected
Person's votes affected
Collateral Received by an entity controlled
by Morgan Stanley - see Annexure B
N/A
10,936,637 Ordinary Shares
10,936,637
Mitsubishi UFJ Financial Group, Inc.
Borrowed by an entity controlled by Morgan
Stanley - see Annexure B
N/A
3,120 Ordinary Shares
3,120
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
21.9
10 Ordinary Shares
10
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
23.98
11 Ordinary Shares
11
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
26.4
12 Ordinary Shares
12
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
132.68
62 Ordinary Shares
62
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
150.28
68 Ordinary Shares
68
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
173.01
79 Ordinary Shares
79
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
199.64
92 Ordinary Shares
92
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
207.58
97 Ordinary Shares
97
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
209.52
97 Ordinary Shares
97
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
211
100 Ordinary Shares
100
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
223.08
104 Ordinary Shares
104
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
241.36
112 Ordinary Shares
112
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
254.15
115 Ordinary Shares
115
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
254.73
115 Ordinary Shares
115
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
269.62
122 Ordinary Shares
122
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
276.9
130 Ordinary Shares
130
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
297
135 Ordinary Shares
135
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
303.16
143 Ordinary Shares
143
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
315.36
146 Ordinary Shares
146
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
361.67
171 Ordinary Shares
171
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
403.97
191 Ordinary Shares
191
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
422.57
197 Ordinary Shares
197
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
427.5
193 Ordinary Shares
193
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
451.44
209 Ordinary Shares
209
Nature of change
Page 3
AnnexureA
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
452.55
210 Ordinary Shares
210
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
497.31
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
499.73
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
500.94
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
506.99
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
511.83
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
513.04
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
513.04
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
516.67
242 Ordinary Shares
242
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
521.4
237 Ordinary Shares
237
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
522.16
244 Ordinary Shares
244
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
524.96
237 Ordinary Shares
237
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
540.16
256 Ordinary Shares
256
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
567.1
265 Ordinary Shares
265
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
624.8
284 Ordinary Shares
284
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
658.58
298 Ordinary Shares
298
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
670.98
318 Ordinary Shares
318
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
739.72
337 Ordinary Shares
337
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
778.96
364 Ordinary Shares
364
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
786.24
364 Ordinary Shares
364
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
820.26
372 Ordinary Shares
372
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
834.67
382 Ordinary Shares
382
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
862.75
406 Ordinary Shares
406
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
870.74
394 Ordinary Shares
394
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
907.14
419 Ordinary Shares
419
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
913.78
428 Ordinary Shares
428
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
920.08
424 Ordinary Shares
424
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
947.94
444 Ordinary Shares
444
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
982.41
458 Ordinary Shares
458
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
997.04
484 Ordinary Shares
484
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
997.92
462 Ordinary Shares
462
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1007.72
472 Ordinary Shares
472
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1023.66
484 Ordinary Shares
484
Page 4
AnnexureA
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1050
500 Ordinary Shares
500
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1080
500 Ordinary Shares
500
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1216.44
558 Ordinary Shares
558
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1244.44
587 Ordinary Shares
587
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1364.18
645 Ordinary Shares
645
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1447.59
661 Ordinary Shares
661
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1506.45
726 Ordinary Shares
726
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1550.15
721 Ordinary Shares
721
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1550.84
723 Ordinary Shares
723
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1605.29
759 Ordinary Shares
759
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1767.1
820 Ordinary Shares
820
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1826.24
832 Ordinary Shares
832
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
1859.59
871 Ordinary Shares
871
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2061.84
968 Ordinary Shares
968
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2120
1,000 Ordinary Shares
1000
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2150
1,000 Ordinary Shares
1000
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2431.91
1,113 Ordinary Shares
1113
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2490.4
1,132 Ordinary Shares
1132
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2582.15
1,201 Ordinary Shares
1201
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2627.69
1,189 Ordinary Shares
1189
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2790.56
1,304 Ordinary Shares
1304
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
2986.9
1,367 Ordinary Shares
1367
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3587.22
1,638 Ordinary Shares
1638
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
3801.6
1,728 Ordinary Shares
1728
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4545.85
2,071 Ordinary Shares
2071
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
4931.07
2,337 Ordinary Shares
2337
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5050.2
2,280 Ordinary Shares
2280
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
5527.56
2,524 Ordinary Shares
2524
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7579.73
3,422 Ordinary Shares
3422
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
7691.2
3,496 Ordinary Shares
3496
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
8928.95
4,153 Ordinary Shares
4153
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9378.02
4,292 Ordinary Shares
4292
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
9486.85
4,283 Ordinary Shares
4283
Page 5
AnnexureA
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
11156.08
5,048 Ordinary Shares
5048
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Purchase of securities by an entity
controlled by Morgan Stanley
40228.63
18,203 Ordinary Shares
18203
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
10.7
5 Ordinary Shares
5
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
66.24
32 Ordinary Shares
32
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
98.4
48 Ordinary Shares
48
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
110.5
52 Ordinary Shares
52
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
134.19
63 Ordinary Shares
63
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
234.48
113 Ordinary Shares
113
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
246.5
116 Ordinary Shares
116
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
255.63
125 Ordinary Shares
125
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
286.28
136 Ordinary Shares
136
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
386.16
187 Ordinary Shares
187
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
387.81
186 Ordinary Shares
186
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
437.72
213 Ordinary Shares
213
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
540.8
260 Ordinary Shares
260
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
551.2
260 Ordinary Shares
260
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
567.18
276 Ordinary Shares
276
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
892.47
419 Ordinary Shares
419
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
910.67
441 Ordinary Shares
441
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1050.84
504 Ordinary Shares
504
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1058.4
504 Ordinary Shares
504
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1180.2
562 Ordinary Shares
562
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1190.19
582 Ordinary Shares
582
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1301.68
614 Ordinary Shares
614
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1427.63
675 Ordinary Shares
675
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1458.12
696 Ordinary Shares
696
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1526.4
720 Ordinary Shares
720
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1765.42
857 Ordinary Shares
857
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
1900.35
927 Ordinary Shares
927
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2368.56
1,136 Ordinary Shares
1136
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
2412.8
1,160 Ordinary Shares
1160
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3034.52
1,418 Ordinary Shares
1418
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3388.83
1,591 Ordinary Shares
1591
Page 6
AnnexureA
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3468
1,632 Ordinary Shares
1632
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3524.96
1,707 Ordinary Shares
1707
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3742.41
1,757 Ordinary Shares
1757
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
3802.78
1,777 Ordinary Shares
1777
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
4416.12
2,088 Ordinary Shares
2088
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5168
2,432 Ordinary Shares
2432
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
5312.5
2,500 Ordinary Shares
2500
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
6833.02
3,193 Ordinary Shares
3193
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
9418.32
4,572 Ordinary Shares
4572
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
10216.36
4,774 Ordinary Shares
4774
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
10470.72
5,034 Ordinary Shares
5034
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
11501.55
5,490 Ordinary Shares
5490
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
12694.5
6,045 Ordinary Shares
6045
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
14386.5
6,950 Ordinary Shares
6950
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
18555.5
8,732 Ordinary Shares
8732
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
19176.54
8,961 Ordinary Shares
8961
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
27383.44
12,796 Ordinary Shares
12796
31/01/2024
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity controlled by
Morgan Stanley
58599.47
27,837 Ordinary Shares
27837
Page 7
Annexure B
Annexure B
This is annexure B of 2 pages referred to in Form 604, Notice of change of interest of substantial holder dated 5 February 2024
Ryuichiro Sakuma
Authorised signatory
Dated 5 February 2024
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or
ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Schedule
Type of Agreement
Parties to agreement
Transfer Date
Holder of Voting Rights
Are there any restrictions on voting rights?
If yes, detail Not applicable
Scheduled Return Date (if any)
International Prime Brokerage Agreement
Morgan Stanley & Co. International plc for itself and as
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