Becoming a substantial holder from MUFG
Released
Released
Announcement PDF
Form 603
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme:
Westgold Resources Ltd
ACN/ARSN:
009 260 306
1. Details of substantial holder
Mitsubishi UFJ Financial Group, Inc.
Name
The holder became a substantial holder on:
13 August 2024
The holder became aware on:
15 August 2024
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities
Fully Paid ordinary shares
Number of securities
Person's votes
65,149,264
Voting power (%)
65,149,264
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial
holder became a substantial holder are as follows:
Holder of relevant interest
Nature of relevant interest
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that First Sentier
Investors Holdings Pty Limited has a relevant
interest in under section 608(3) of the Corporations
Act as Mitsubishi UFJ Financial Group, Inc. has
voting power of 100% in First Sentier Investors
Holdings Pty Limited.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Page 1
Class and number of securities
13,165,056 Fully paid ordinary shares
434,119 Fully paid ordinary shares
15,455,382 Fully paid ordinary shares
19,431,958 Fully paid ordinary shares
935,113 Fully paid ordinary shares
80,267 Fully paid ordinary shares
6.91%
Form 603
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
Mitsubishi UFJ Financial Group, Inc.
Relevant interest in securities that Morgan Stanley
has a relevant interest in under section 608(3) of
the Corporations Act as Mitsubishi UFJ Financial
Group, Inc. has voting power of over 20% in
Morgan Stanley.
3,948,393 Fully paid ordinary shares
10,900,397 Fully paid ordinary shares
1,728 Fully paid ordinary shares
2,019 Fully paid ordinary shares
794,832 Fully paid ordinary shares
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Mitsubishi UFJ Financial Group, Inc.
Registered holder of
securities
Citibank N A Hong Kong
Person entitled to be
registered as holder
Not applicable
5,770,778
Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
Citicorp Nominees Pty Limited
(Australia)
Not applicable
2,623,435
Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
JP MORGAN CHASE
Not applicable
1,916,721
Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
National Australian bank
Not applicable
793,984
Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
Northern Trust Singapore
Not applicable
2,060,138
Fully paid ordinary shares
Mitsubishi UFJ Financial Group, Inc.
Unknown
Not applicable
Mitsubishi UFJ Financial Group, Inc.
Unknown
Not applicable
Mitsubishi UFJ Financial Group, Inc.
Unknown
Not applicable
Mitsubishi UFJ Financial Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Not applicable
Mitsubishi UFJ Financial Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Not applicable
Mitsubishi UFJ Financial Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Not applicable
Mitsubishi UFJ Financial Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Not applicable
Mitsubishi UFJ Financial Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Not applicable
Mitsubishi UFJ Financial Group, Inc.
HSBC Custody Nominees
(Australia) Limited
Not applicable
Mitsubishi UFJ Financial Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty Limited
Not applicable
Class and number of securities
10,900,397
794,832
434,119
19,431,958
2,019
214
1,514
15,455,382
1,015,380
Fully paid ordinary shares
Fully paid ordinary shares
Fully paid ordinary shares
Fully paid ordinary shares
Fully paid ordinary shares
Fully paid ordinary shares
Fully paid ordinary shares
Fully paid ordinary shares
Fully paid ordinary shares
3,948,393
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
Page 2
Fully paid ordinary shares
Form 603
Holder of relevant
interest
Date of acquisition
Consideration
Cash
Class and number of securities
Non-cash
See annexure B to this notice
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
See annexure A to this notice
Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the
Corporations Act
7. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Mitsubishi UFJ Financial Group, Inc.
1-4-5, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
8. Signature
Dated 16 August 2024
Hidetoshi Fuwa
Authorised signatory
Page 3
Annexure A
This is annexure A of 4 pages referred to in Form 603, Notice of initial substantial holder dated 16 August 2024
Hidetoshi Fuwa Authorised signatory
Dated 16 August 2024
SCHEDULE
Mitsubishi UFJ Financial Group, Inc.
MUFG Bank, Ltd.
Mitsubishi UFJ Trust and Banking Corporation
Mitsubishi UFJ Securities Holdings Co., Ltd.
The Mitsubishi UFJ Factors Limited
Mitsubishi UFJ Jinji Service Co., Ltd.
MU Techno-service Co., Ltd.
Tokyo Credit Service, Ltd.
MU Business Service Co., Ltd.
Mitsubishi UFJ Loan Business Co.,Ltd.
Mitsubishi UFJ Information Technology, Ltd.
MU Center Service Tokyo Co., Ltd.
MU Center Service Nagoya Co., Ltd.
MU Center Service Osaka Co., Ltd.
Mitsubishi UFJ Business Partner Co., Ltd.
MU Property Research Company Limited
Mitsubishi UFJ Home Loan CREDIT CO., LTD.
The Diamond Home Credit Company Limited
Mitsubishi UFJ Research & Consulting Co., Ltd.
MU Frontier Servicer Co., Ltd.
Otemachi Guarantee Co., Ltd.
GD Holdings Company Limited
MU Loan Administration Support Co., Ltd.
MU Communications Co.,Ltd.
Japan Electronic Monetary Claim Organization
MUT Business Outsourcing Co., Ltd.
Mezzanine Solution III Limited Partnership
Mezzanine Solution IV Limited Partnership
Matsuri LLC
BusinessTech Co.,Ltd
Tokumei-Kumiai (KAIDAN)
MUFG Trading, Ltd.
Mitsubishi UFJ Capital Co., Ltd.
Mitsubishi UFJ Capital Ⅳ, Limited Partnership
Mitsubishi UFJ Capital Ⅴ, Limited Partnership
Mitsubishi UFJ Capital Ⅵ, Limited Partnership
Mitsubishi UFJ Capital Ⅶ, Limited Partnership
Mitsubishi UFJ Capital Ⅷ,Limited Partnership
Mitsubishi UFJ Life Science 2, Limited Partnership
Mitsubishi UFJ Life Science 3, Limited Partnership
Tohoku Senary Industry Support, Limited Partnership
OiDE Fund Investment Limited Partnership
Mitsubishi UFJ Personal Financial Advisers Co., Ltd.
Mitsubishi UFJ Financial Partners Co., Ltd.
The Mitsubishi Asset Brains Company, Limited
BOT Lease Co., Ltd.
Nippon Mutual Housing Loan Co., Ltd.
JM Real Estate Co., Ltd.
au Jibun Bank Corporation
JACCS CO.,LTD.
JALCARD Inc.
Yume Shokei Fund No.2
Yume Shokei Fund No.3
Recruit MUFG Business Co., Ltd.
Cotra Ltd.
Biz Forward, Inc.
Kanmu, Inc.
M･U･Trust Sougou Kanri Co., Ltd
Mitsubishi UFJ Trust Business Co., Ltd.
Ryoshin Data Co., Ltd.
Mitsubishi UFJ Trust Systems Co., Ltd.
Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd.
Page 4
Annexure A
Mitsubishi UFJ Trust Hosyo Co., Ltd.
M･U･Trust･Apple Planning Company, Ltd.
Mitsubishi UFJ Real Estate Services Co., Ltd.
Mitsubishi UFJ Daiko Business Co., Ltd.
The Master Trust Bank of Japan, Ltd.
Mitsubishi UFJ Real Estate Asset Management Co., Ltd.
Japan Shareholder Services Ltd.
Mitsubishi UFJ Asset Management Co., Ltd.
Tokumei-Kumiai (CPI)
Tokumei-Kumiai (GII)
Tokumei-Kumiai (GII2)
Tokumei-Kumiai (Gate Bridge 1)
Tokumei-Kumiai (CM2)
Tokumei-Kumiai (CM3)
Tokumei-Kumiai (FIELD)
Tokumei-Kumiai (HORSE)
Tokumei-Kumiai (BRIDGE)
Tokumei-Kumiai (FST)
Tokumei-Kumiai (YUTORI)
Tokumei-Kumiai (SUNSHINE2)
Tokumei-Kumiai (FLEUR)
Tokumei-Kumiai (HAWK)
Tokumei-Kumiai (FLAG)
Tokumei-Kumiai (SUNSHINE3)
Tokumei-Kumiai (STONE)
Tokumei-Kumiai (HERBS)
Tokumei-Kumiai (SUNSHINE4)
Tokumei-Kumiai (PALACE)
Tokumei-Kumiai (SILVER LEAF)
Tokumei-Kumiai (SILVER CHATEAU)
Human Resources Governance Leaders Co., Ltd.
Mitsubishi UFJ Alternative Investments Co., Ltd.
MU Trust Property Management Co., Ltd.
Tokumei-Kumiai (RICE)
MM Partnership
MUS Information Systems Co., Ltd.
MUS Business Service Co., Ltd.
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
au kabu.com Securities Co., Ltd.
Morgan Stanley MUFG Securities Co., Ltd.
Mitsubishi UFJ NICOS Co., Ltd.
Card Business Service Co.,Ltd.
Ryoshin DC Card Company Ltd.
JMS Co., Ltd.
Paygent Co., Ltd.
JA Card Co., Ltd
ACOM CO., LTD.
IR Loan Servicing, Inc.
MU Credit Guarantee Co., Ltd.
GeNiE Inc.
Japan Digital Design, Inc.
Global Open Network, Inc.
Global Open Network Japan, Inc.
MUFG Innovation Partners Co., Ltd.
MUFG Innovation Partners No.1 Investment Partnership
MUFG Innovation Partners No.2 Investment Partnership
MUFG Innovation Partners Garuda No. 1 Investment limited partnership
MUFG Innovation Partners Garuda No. 1 Investment partnership
Mitsubishi Research Institute DCS Co., Ltd.
Mitsubishi HC Capital Inc.
Solution Design Co.,ltd.
Nippon Record Keeping Network Co., Ltd.
Mitsubishi UFJ Financial Partners Co.,Ltd.
Mitsubishi UFJ Life Science 1, Limited Partnership
Banco MUFG Brasil S.A.
BTMU (Curacao) Holdings N.V.
MUFG Bank (Europe) N.V.
MUFG Funding (UK) Limited
MUFG Europe Lease (Deutschland) GmbH i.L.
MUFG Bank (Malaysia) Berhad
MUFG North America International, Inc.
MUFG Bank Mexico, S.A.
MUFG Nominees (HK) Limited
MUFG Nominees (UK) Limited
MUFG Americas Holdings Corporation
Shiloh Ⅳ Wind Project, LLC
Shiloh Ⅳ Holdings Lessor Trust
Green Union I Trust
Green Union II Trust
Green Union III Trust
MUFG Americas Funding Corporation
Page 5
Annexure A
MUFG Americas Leasing Corporation
MUFG Americas Leasing (Canada) Corporation
MUFG Americas Leasing & Finance, Inc.
MUFG Americas Capital Leasing & Finance, LLC
MUFG Americas LF Capital LLC
MUFG Americas Capital Company
MUFG Fund Services (USA) LLC
MUFG Securities Americas Inc.
MUFG Capital Analytics LLC
MUFG Investor Services (US), LLC
Intrepid Investment Bankers LLC
Catalina Solar Holdings Lessor Trust
Catalina Solar, LLC
Morgan Stanley MUFG Loan Partners, LLC
PT. MU Research and Consulting Indonesia
MU Research and Consulting (Thailand) Co., Ltd.
MUFG Participation (Thailand) Co., Ltd.
AO MUFG Bank (Eurasia)
MUFG Bank (China), Ltd.
BTMU Liquidity Reserve Investment Limited
MUFG Bank Turkey Anonim Sirketi
Bank of Ayudhya Public Company Limited
Krungsri Ayudhya AMC Limited
Krungsri Nimble Company Limited
Ayudhya Development Leasing Company Limited
Ayudhya Capital Auto Lease Public Company Limited
Krungsriayudhya Card Company Limited
General Card Services Limited
Ayudhya Capital Services Company Limited
Krungsri General Insurance Broker Limited
Krungsri Genesis Company Limited
Krungsri Asset Management Company Limited
Total Services Solutions Public Company Limited
Ngern Tid Lor Public Company Limited
Krungsri Securities Public Company Limited
Siam Realty and Services Security Co.,Ltd.
Krungsri Leasing Services Co., Ltd.
HATTHA Bank Plc.
Krungsri Finnovate Co., Ltd.
Hattha Services Co., LTD.
Krungsri Non-deposit Taking Microfinance Institution Co., Ltd
Krungsri Capital Securities Public Company Limited
Lotus' s Money Services
Finnoventure Private Equity Trust I
BTMU Liquidity Reserve Investment 2 Limited
BTMU Liquidity Reserve Investment 3 Limited
PT Guna Dharma
PT Bank Danamon Indonesia, Tbk.
PT Adira Quantum Multifinance
PT Adira Dinamika Multi Finance Tbk
PT Zurich Asuransi Indonesia Tbk
MUFG Enterprise Solutions India Private Limited
MUFG Holding (Thailand) Co., Ltd.
Bangkok MUFG Limited
GOLDEN ASIA FUND VENTURES LTD.
Lakefield Wind Project OP Trust
Lakefield Wind Project, LLC
Pacwind Holdings Lessor Trust
Pacific Wind, LLC
Vietnam Joint Stock Commercial Bank for Industry and Trade
GOLDEN ASIA FUND II, L.P.
Security Bank Corporation
GOLDEN ASIA FUND III, L.P.
Mars Growth Capital Pte. Ltd.
Mars Growth Capital Fund1, LP
SB Finance Company, Inc.
Mars Growth Capital Pre-Unicorn Fund, LP
Mars Equity M.C. Pte. Ltd.
Drakefield Holdco S.àr.l.
Mitsubishi UFJ Trust International Limited
Mitsubishi UFJ Baillie Gifford Asset Management Limited
Mitsubishi UFJ Investor Services & Banking (Luxembourg) S.A.
MUFG Lux Management Company S.A.
Mitsubishi UFJ Asset Management (UK) Ltd.
LUX J1 FUND
MUFG Investor Services Holdings Limited
MUFG Fund Services (Bermuda) Limited
MUFG Fund Services (Cayman) Limited
MUFG Fund Services (Cayman) Group Limited
MUFG Fund Services (Ireland) Limited
Fund Secretaries Limited
Page 6
Annexure A
MUFG Fund Services Limited
MUFG Fund Services (Canada) Limited
MUFG Fund Services (UK) Limited
MUFG Fund Services (Halifax) Limited
MUFG Fund Services (Singapore) Pte. Ltd.
MUFG Fund Services (Hong Kong) Limited
MUFG Alternative Fund Services (Cayman) Limited
Firtown International Holdings Ltd.
General Secretaries Ltd.
AFS Controlled Subsidiary 1 Ltd.
AFS Controlled Subsidiary 2 Ltd.
AFS Controlled Subsidiary 3 Ltd.
MUFG Alternative Fund Services (Ireland) Limited
MUFG Jersey Limited
MUFG Jersey Management Company Limited
MUFG Controlled Subsidiary 1 (Cayman) Limited
MUFG Fund Services (Cayman)2 Limited
MUFG Fund Services (Halifax)2 Limited
MUFG Fund Services (Cyprus) Limited
MUFG Investor Services FinTech Limited
MCC Asset Management (Cayman) Ltd.
SWS MU FUND MANAGEMENT CO.,LTD.
SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED
MUFG Securities EMEA plc
MUFG Securities (Europe) N.V.
MUFG Securities Asia Limited
MUFG Securities (Canada), Ltd.
EASY BUY Public Company Limited
ACOM CONSUMER FINANCE CORPORATION
ACOM (M) SDN. BHD.
Morgan Stanley
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF II GP S.Á.R.L (COMPANY NO. B204413)
FIRST SENTIER INVESTORS (AUSTRALIA) IM LTD (ACN 114 194 311)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE HOLDINGS LTD (ACN 085 313
926)
FIRST SENTIER INVESTORS (AUSTRALIA) INFRASTRUCTURE MANAGERS PTY LTD (ACN 101
384 294)
FIRST SENTIER INVESTORS (AUSTRALIA) IP HOLDINGS PTY LIMITED (ACN 625 765 399)
FIRST SENTIER INVESTORS (AUSTRALIA) RE LTD (ACN 006 464 428)
FIRST SENTIER INVESTORS (AUSTRALIA) SERVICES PTY LIMITED (ACN 624 305 595)
FIRST SENTIER INVESTORS (HONG KONG) NOMINEES LIMITED (CR NO. 0206615)
FIRST SENTIER INVESTORS (HONG KONG) AMC LIMITED (CR NO. 0580652)
FIRST SENTIER INVESTORS (HONG KONG) LIMITED (CR NO. 0206616)
FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED (ACN 054 571 701)
FIRST SENTIER INVESTORS EUROPE HOLDINGS LIMITED (COMPANY NO. 03904310)
FIRST SENTIER INVESTORS RQI Pty Ltd (ACN 133 312 017)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I FEEDERS MC S.A.R.L (COMPANY NO.
B134314)
FIRST SENTIER INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO.
298444)
FIRST SENTIER INVESTORS (UK) IM LIMITED (COMPANY NO. SC047708)
FIRST SENTIER INVESTORS (UK) SERVICES LIMITED (COMPANY NO. 03904320)
FIRST SENTIER INVESTORS (IRELAND) LIMITED (COMPANY NO. 629188)
FIRST SENTIER INVESTORS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090)
FIRST SENTIER INVESTORS (SINGAPORE) (REGISTRATION NO. 196900420D)
FIRST SENTIER INVESTORS (UK) FUNDS LIMITED (COMPANY NO. 02294743)
FIRST SENTIER INVESTORS (US) LLC (FILE NUMBER 546 9442)
FIRST SENTIER INVESTORS (LUXEMBOURG) EDIF I MC S.A.R.L (COMPANY NO. B128117)
FIRST SENTIER INVESTORS (SINGAPORE) HOLDINGS LIMITED (REGISTRATION NO.
199901706Z)
FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED (COMPANY NO. SC079063)
First Sentier Investors EU Holdings Limited (Company No.727873)
FSIB LTD (REGISTRATION NO. 26193)
SI HOLDINGS LIMITED (COMPANY NO. SC109439)
AlbaCore Capital Group Limited (Company No.727871)
AlbaCore Capital Limited (Company No. 581750)
AlbaCore Capital (UK) Limited (Company No. 10220978)
AlbaCore Capital LLP (Company No. OC412196)
FSSA Holdings Limited (Company No. UEN 202418662W)
FSSA (Singapore) Limited (Company No. UEN 202421579R)
Page 7
Annexure B
This is annexure B of 49 pages referred to in Form 603, Notice of initial substantial holder dated 16 August 2024
Hidetoshi Fuwa
Authorised signatory
Dated 16 August 2024
Holder of relevant interest
Date of acquisition
Consideration cash
Consideration non-cash
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
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Mitsubishi UFJ Financial Group, Inc.
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Mitsubishi UFJ Financial Group, Inc.
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8,057.92
241,692.38
2,173.30
5,250.00
40,111.28
181.89
186.3
249.21
558.96
545.73
164.32
19,115.14
507.52
6,324.34
274.77
5,512.00
118.28
367.63
5,356.00
45,802.25
13,041.00
4,541.04
3,785.66
10,136.50
4,333.94
2.1
71,799.14
75.42
619.5
1,575.53
605.46
11,846.10
346.68
7,029.00
579.6
7,144.40
99,485.40
3,657.87
1,663.43
21
192,507.23
14,981.40
Mitsubishi UFJ Financial Group, Inc.
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Mitsubishi UFJ Financial Group, Inc.
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Mitsubishi UFJ Financial Group, Inc.
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73,966.62
Mitsubishi UFJ Financial Group, Inc.
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17/04/2024
64,206.00
28,068.38
10,536.09
4,331.66
174
2,568.04
185.76
1,608.84
2,811.96
6,217.20
4,517.94
3,176.31
158.78
624.96
64,503.25
162.06
2,120.09
49,313.78
588.6
516
1,155.83
1,227.97
7,746.45
113.36
1,227.97
32,113.58
763.4
9,196.00
1,668.55
158.41
170.17
28,198.30
763
7,712.55
22,684.67
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Borrow by an entity controlled by Morgan
Stanley - see Annexure C
Borrow by an entity controlled by Morgan
Stanley - see Annexure C
N/A
Borrow by an entity controlled by Morgan
Stanley - see Annexure C
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Page 8
Class and number of securities affected
3,874
113,655
1,055
2,500
19,192
86
90
117
274
263
79
9,146
244
3,016
129
2,600
57
173
2,600
21,554
6,300
2,226
1,769
4,850
2,054
1
34,160
36
295
748
289
5,641
162
3,300
276
3,370
47,374
1,746
794
10
91,316
7,134
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
7,214 Fully Paid Ordinary Shares
24,591 Fully Paid Ordinary Shares
33,852 Fully Paid Ordinary Shares
163,293 Fully Paid Ordinary Shares
29,725
12,905
4,811
1,987
80
1,178
86
738
1,284
2,826
2,082
1,434
73
288
29,725
74
977
22,621
270
240
523
562
3,603
52
562
14,731
347
4,180
755
73
77
12,935
350
3,546
10,382
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Fully Paid Ordinary Shares
Annexure B
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
17/04/2024
17/04/2024
17/04/2024
17/04/2024
17/04/2024
17/04/2024
17/04/2024
17/04/2024
429.66
192.28
1,617.56
5,550.28
1,209.82
9,488.99
1,053.60
5,116.55
Mitsubishi UFJ Financial Group, Inc.
17/04/2024
N/A
Mitsubishi UFJ Financial Group, Inc.
17/04/2024
N/A
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
18/04/2024
18/04/2024
18/04/2024
18/04/2024
18/04/2024
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18/04/2024
18/04/2024
18/04/2024
18/04/2024
18/04/2024
18/04/2024
18/04/2024
2,097.63
138.78
1,615.50
52,617.10
5,675.00
1,076.40
269.1
742.21
6,090.13
7,099.00
53,927.21
2,086.18
7,682.22
1,490.41
5,444.17
194.23
418.5
396.39
1,055.04
2,529.80
627.46
23
4,310.73
6,414.00
7,497.15
24,084.06
5,329.10
1,894.20
128.24
4,404.96
611.04
102.6
3,854.80
2,798.38
5,198.00
3,847.93
4,335.90
1,416.03
1,806.81
Mitsubishi UFJ Financial Group, Inc.
18/04/2024
N/A
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financ
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